Invention Grant
- Patent Title: Compliance monitoring method and apparatus
- Patent Title (中): 合规监测方法和装置
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Application No.: US10739892Application Date: 2003-12-18
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Publication No.: US07536340B2Publication Date: 2009-05-19
- Inventor: Sanjeev Dheer , Jeremy N. Sokolic
- Applicant: Sanjeev Dheer , Jeremy N. Sokolic
- Applicant Address: US NY New York
- Assignee: CashEdge, Inc.
- Current Assignee: CashEdge, Inc.
- Current Assignee Address: US NY New York
- Agency: Courtney Staniford & Gregory LLP
- Main IPC: G06Q40/00
- IPC: G06Q40/00
Abstract:
A compliance monitoring system and method identifies an individual or entity to be monitored for account compliance and receives account information associated with the individual or entity. The compliance monitoring system and method obtains holdings in the account and determines whether the holdings in the account comply with a predetermined rule.
Public/Granted literature
- US20050187862A1 Compliance monitoring method and apparatus Public/Granted day:2005-08-25
Information query
