Methods and Systems for Implementing Automated Controls Assessment in Computer Systems

    公开(公告)号:US20220138323A1

    公开(公告)日:2022-05-05

    申请号:US17539334

    申请日:2021-12-01

    发明人: Uddipt MITTER

    IPC分类号: G06F21/57

    摘要: Methods and systems are described for implementing automated controls assessment through an application programming interface (“API”) driven software development kit. For example, the system may receive a response from an API-based agent to an automated controls assessment audit. The system may process the response, using a library of reusable features for controls assessment audits for a plurality of computer domains, to generate a result of the automated controls assessment audit. The system may then generate an outcome of the first automated controls assessment audit.

    Ring chain architecture
    92.
    发明授权

    公开(公告)号:US11323246B2

    公开(公告)日:2022-05-03

    申请号:US16710475

    申请日:2019-12-11

    IPC分类号: H04L9/06 H04L43/08 H04L9/32

    摘要: A system stores transaction data in a ring chain architecture. A ring chain comprises blocks of data stored as a length-limited block chain in a ring buffer configuration. A block of transactions is stored on a ring chain until enough new blocks are added to overwrite the ring buffer with new blocks. The system stores multiple ring chains that update at varying frequencies. A new block on a lower frequency ring chain stores an aggregation of data from the blocks that were added to a higher frequency ring chain in the time since the previous addition of a block to the lower frequency ring chain. Thus, a system of ring chains stores progressively summarized state transition data over progressively longer time intervals while maintaining immutability of the record and reducing storage requirements.

    Methods and systems for implementing automated controls assessment in computer systems

    公开(公告)号:US11210401B2

    公开(公告)日:2021-12-28

    申请号:US16838681

    申请日:2020-04-02

    发明人: Uddipt Mitter

    IPC分类号: H04L9/00 G06F21/57

    摘要: Methods and systems are described for implementing automated controls assessment through an application programming interface (“API”) driven software development kit. For example, the system may receive a response from an API-based agent to an automated controls assessment audit. The system may process the response, using a library of reusable features for controls assessment audits for a plurality of computer domains, to generate a result of the automated controls assessment audit. The system may then generate an outcome of the first automated controls assessment audit.

    System and method for optimizing collateral management

    公开(公告)号:US10991040B2

    公开(公告)日:2021-04-27

    申请号:US16546953

    申请日:2019-08-21

    IPC分类号: G06Q40/06 G06Q40/02

    摘要: In certain embodiments, transaction-subset-assignment of computer processing nodes may be facilitated to perform collateral allocation. In some embodiments, a query may be performed to obtain a set of transactions. Computer processing nodes may be selected from a set of available nodes for performing collateral allocations. Collateral allocation rules associated with a lender may be obtained, and each of the computer processing nodes may be caused to perform collateral allocations for one subset of the transaction set in accordance with the collateral allocation rules by assigning transactions of the transaction set respectively to the computer processing nodes such that the computer processing nodes collectively perform collateral allocations for the transaction set. In some embodiments, each of the computer processing nodes may be configured to transmit parameter updates to be provided to the other computer processing nodes and perform its respective collateral allocation based on the other computer processing nodes' parameter updates.

    Systems and methods for implementing a platform for investing

    公开(公告)号:US10664916B2

    公开(公告)日:2020-05-26

    申请号:US16169395

    申请日:2018-10-24

    IPC分类号: G06Q40/00 G06Q40/06

    摘要: Systems and methods to implement a platform for investing allow customers to purchase shares of investment funds using a balance in a closed-loop stored-value account, a financial account, and/or both. Part of a balance is (periodically or automatically) withdrawn, and used to fund the purchase. Purchases may be triggered by predetermined and specified content and/or activity occurring in a social media stream associated with a customer. Withdrawals from multiple customers may be aggregated into a single periodical transaction.

    System and method for intraday liquidity analytics

    公开(公告)号:US10229463B2

    公开(公告)日:2019-03-12

    申请号:US14083623

    申请日:2013-11-19

    IPC分类号: G06Q40/00

    摘要: A system for analyzing liquidity data for a client of a financial services provider includes processor(s), at the financial services provider, configured to execute computer program module(s). The modules are configured to receive a request from the client to generate a liquidity analysis based on client account(s), and, upon receiving the request, execute on the processors of the system, module(s) configured to aggregate liquidity data from a plurality of financial subsystems of the financial services provider as aggregated liquidity data. The aggregated data includes cash flows in transactions associated with the client accounts in one or more of the financial subsystems. The modules are further configured to execute on the processors, module(s) configured to generate a graphical depiction of at least a portion of the aggregated liquidity data over a time interval, based on the request, and transmit, for displaying on an electronic display at the client, the graphical depiction.

    FINANCE UTILITY SYSTEM AND METHOD
    100.
    发明申请
    FINANCE UTILITY SYSTEM AND METHOD 审中-公开
    财务实用系统和方法

    公开(公告)号:US20140114838A1

    公开(公告)日:2014-04-24

    申请号:US14057787

    申请日:2013-10-18

    IPC分类号: G06Q40/02

    CPC分类号: G06Q40/025

    摘要: A method of tracking loans on behalf of a client of a financial services provider is implemented in a system comprising processor(s) configured to execute program module(s). The method includes storing, in a database, first loan data being received from the client and comprising custodian information identifying custodian(s) associated with a loan of the client, receiving a request from the client to reconcile loan data as of a designated date, and storing, in the database, second loan data being received from the custodian(s) and identifying loan(s) associated with the client and the designated date. The method also includes comparing the first and second loan data, and identifying any discrepancies from the comparing. The method further includes transmitting, in a format configured for displaying on an electronic display of one or more of the client and custodian(s), one or more of a result of the comparing and an identified discrepancy.

    摘要翻译: 代表金融服务提供商的客户端跟踪贷款的方法在包括被配置为执行程序模块的处理器的系统中实现。 该方法包括在数据库中存储从客户端接收的第一贷款数据,并且包括识别与客户贷款相关联的托管人的保管人信息,从客户端接收到调整从指定日期起的贷款数据的请求, 并且在数据库中存储从保管人接收的第二贷款数据和识别与客户端相关联的贷款和指定的日期。 该方法还包括比较第一和第二贷款数据,并从比较中识别任何差异。 该方法还包括以配置用于在电子显示器上显示客户端和保管人中的一个或多个的格式来发送比较结果和识别的差异中的一个或多个。