公开(公告)号：US20060218072A1

公开(公告)日：2006-09-28

申请号：US11215236

申请日：2005-08-30

Applicant: Joseph Noviello ,  Lon Steger ,  Matthew Claus ,  Howard Lutnick ,  Michael Sweeting ,  Kevin Foley

Inventor： Joseph Noviello ,  Lon Steger ,  Matthew Claus ,  Howard Lutnick ,  Michael Sweeting ,  Kevin Foley

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06Q30/08 ,  G06Q40/06

Abstract: The invention relates to systems and methods that provide a user interface for use with an electronic trading system. The interface notifies the user that the price at which he or she may have attempted to trade has changed and presents the user with the opportunity to submit, modify or cancel the trade command. The user may configure the trading system to enable such a notification based on the time span for the price change, the number of increments of the price change, a combination thereof or any other appropriate consideration for protecting against the occurrence of erroneous price entries. Subsequent trade commands, such as those entered by third parties, may be used to validate prices and execute trades at these prices.

Abstract translation: 本发明涉及提供用于电子交易系统的用户界面的系统和方法。 该界面通知用户他或她可能尝试交易的价格已经改变，并向用户提供提交，修改或取消交易指令的机会。 用户可以将交易系统配置为基于价格变化的时间跨度，价格变动的增量数量，其组合或用于防止错误价格进入的发生的任何其他适当考虑来启用这样的通知。 随后的交易指令（如第三方输入的交易指令）可用于验证价格并以这些价格执行交易。

公开(公告)号：USD498476S1

公开(公告)日：2004-11-16

申请号：US29186055

申请日：2003-07-08

Applicant: Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  Lee Amaitis ,  Jim Johnson

Designer： Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  Lee Amaitis ,  Jim Johnson

公开(公告)号：US10592984B2

公开(公告)日：2020-03-17

申请号：US13543926

申请日：2012-07-09

Applicant: Howard W. Lutnick ,  Kevin M. Foley ,  Joseph Noviello ,  Lon Steger ,  Matthew Claus ,  Michael Sweeting

Inventor： Howard W. Lutnick ,  Kevin M. Foley ,  Joseph Noviello ,  Lon Steger ,  Matthew Claus ,  Michael Sweeting

IPC: G06Q40/04 ,  G06Q30/08 ,  G06Q40/06

Abstract: The invention relates to systems and methods that provide a user interface for use with an electronic trading system. The interface notifies the user that the price at which he or she may have attempted to trade has changed and presents the user with the opportunity to submit, modify or cancel the trade command. The user may configure the trading system to enable such a notification based on the time span for the price change, the number of increments of the price change, a combination thereof or any other appropriate consideration for protecting against the occurrence of erroneous price entries. Subsequent trade commands, such as those entered by third parties, may be used to validate prices and execute trades at these prices.

公开(公告)号：US08725587B2

公开(公告)日：2014-05-13

申请号：US12404662

申请日：2009-03-16

Applicant: Alastair J. D. Beadle ,  Michael Sweeting

Inventor： Alastair J. D. Beadle ,  Michael Sweeting

IPC: G06Q40/04 ,  G06Q30/08 ,  G06Q50/18

CPC classification number: H04L63/08 ,  G06Q30/08 ,  G06Q40/04 ,  G06Q50/188 ,  H04L63/10

Abstract: According to one embodiment, a method of managing access to a trading network is provided. A first network login request for a first user is received from a client application. The first network login request includes first authentication information. Based at least on the first authentication information, the first network login request is approved, which authorizes the first user to access the trading network. One or more associated users for which the first user is authorized to act as a proxy is identifying from a plurality of users. User profile information for one of the associated users is obtained and communicated to the client application. The user profile information includes information regarding the second user that can be used to allow the first user to engage in trading activity via the trading network on behalf of the second user.

Abstract translation: 根据一个实施例，提供了一种管理对交易网络的访问的方法。 从客户端应用程序接收第一用户的第一个网络登录请求。 第一网络登录请求包括第一认证信息。 至少基于第一认证信息，批准第一网络登录请求，其授权第一用户访问交易网络。 第一用户被授权充当代理的一个或多个关联用户是从多个用户中进行识别。 获得一个关联用户的用户简档信息并将其传达给客户端应用程序。 用户简档信息包括关于可以用于允许第一用户代表第二用户经由交易网络进行交易活动的第二用户的信息。

公开(公告)号：US20130138546A1

公开(公告)日：2013-05-30

申请号：US13555837

申请日：2012-07-23

Applicant: Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting

Inventor： Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting

IPC: G06Q40/04

CPC classification number: G06Q40/04 ,  G06Q40/00

Abstract: Systems and methods for trading an item in an electronic trading system are provided. The method preferably includes transitioning the trading system from a first trading state to a second trading state. Once the trading system has transitioned to the second state, the method includes determining whether an existing order qualifies for trading priority and/or exclusivity in the second trading state with respect to an incoming contra order. This determining of trading rights in the second trading state is preferably based on the status of trading priority in the first trading state and also a set of predetermined criteria with respect to an incoming contra order in the second trading state. If the existing order qualifies for trading priority, then the system preferably presents the incoming contra order for trading exclusively or semi-exclusively to the participant associated with the existing order.

Abstract translation: 提供了在电子交易系统中交易物品的系统和方法。 该方法优选地包括将交易系统从第一交易状态转换到第二交易状态。 一旦交易系统已经转换到第二状态，该方法包括确定现有订单是否符合第二交易状态下的交易优先权和/或排他性相对于进入的违约订单。 这种对第二交易状态的交易权的确定优选地基于在第一交易状态下的交易优先权的状态以及关于在第二交易状态下的进入违约订单的一组预定标准。 如果现有的订单符合交易优先权，则系统优选地将出现的违约订单单独或半独立地交给与现有订单相关联的参与者。

公开(公告)号：US08438097B2

公开(公告)日：2013-05-07

申请号：US11407509

申请日：2006-04-20

Applicant: Howard W. Lutnick ,  Kevin M. Foley ,  Joseph Noviello ,  Michael Sweeting

Inventor： Howard W. Lutnick ,  Kevin M. Foley ,  Joseph Noviello ,  Michael Sweeting

IPC: G06Q40/00

CPC classification number: G06Q40/04

Abstract: Systems and methods of trading items on an electronic trading system according to the invention are provided. The embodiments of the invention are based at least in part on a new order type. The new order type is a modification of a conventional good-until-bettered order type. A good-until-bettered bid/offer is received along with instructions that specify a good-until-bettered increment value and/or duration. The good-until-bettered order is maintained in the electronic trading system until a bid/offer that is better by the specified plurality of standard trading increments is received by the electronic trading system and/or remains in the system for the good-until-bettered duration.

Abstract translation: 提供了根据本发明的电子交易系统上的交易项目的系统和方法。 本发明的实施例至少部分地基于新的订单类型。 新的订单类型是传统的良好订单类型的修改。 收到一个很好的出价/报价，以及指定一个良好的增值值和/或持续时间的说明。 在电子交易系统中维持良好的订单，直到电子交易系统接收到指定的多个标准交易增量更好的出价/报价和/或保留在系统中， 更好的持续时间。

公开(公告)号：US20120209757A1

公开(公告)日：2012-08-16

申请号：US13453548

申请日：2012-04-23

Applicant: Michael Sweeting

Inventor： Michael Sweeting

IPC: G06Q40/04

CPC classification number: G06Q40/04 ,  G06Q40/00

Abstract: A method for offering an asset in a financial environment is provided that includes receiving a request to perform a selected one of a purchasing and a selling operation for a futures contract. The futures contract includes a first asset class having a first value associated therewith and a second asset class having a second value associated therewith. A price for the futures contract is determined at least partially by the first and second values.

Abstract translation: 提供一种在金融环境中提供资产的方法，包括接收执行期货合约的采购和卖出操作中选定的一个的请求。 期货合约包括具有与之相关联的第一值的第一资产类别和具有与其相关联的第二值的第二资产类别。 期货合约的价格至少部分由第一和第二个价值确定。

公开(公告)号：US08229832B2

公开(公告)日：2012-07-24

申请号：US11328814

申请日：2006-01-09

Applicant: Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting

Inventor： Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06Q40/00

Abstract: Systems and methods for trading an item in an electronic trading system are provided. The method preferably includes transitioning the trading system from a first trading state to a second trading state. Once the trading system has transitioned to the second state, the method includes determining whether an existing order qualifies for trading priority and/or exclusivity in the second trading state with respect to an incoming contra order. This determining of trading rights in the second trading state is preferably based on the status of trading priority in the first trading state and also a set of predetermined criteria with respect to an incoming contra order in the second trading state. If the existing order qualifies for trading priority, then the system preferably presents the incoming contra order for trading exclusively or semi-exclusively to the participant associated with the existing order.

Abstract translation: 提供了在电子交易系统中交易物品的系统和方法。 该方法优选地包括将交易系统从第一交易状态转换到第二交易状态。 一旦交易系统已经转换到第二状态，该方法包括确定现有订单是否符合第二交易状态下的交易优先权和/或排他性相对于进入的违约订单。 这种对第二交易状态的交易权的确定优选地基于在第一交易状态下的交易优先权的状态以及关于在第二交易状态下的进入违约订单的一组预定标准。 如果现有的订单符合交易优先权，则系统优选地将出现的违约订单单独或半独立地交给与现有订单相关联的参与者。

公开(公告)号：US08224733B2

公开(公告)日：2012-07-17

申请号：US12191075

申请日：2008-08-13

Applicant: Joseph C. Noviello ,  Michael Sweeting ,  Howard W. Lutnick

Inventor： Joseph C. Noviello ,  Michael Sweeting ,  Howard W. Lutnick

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06Q40/00 ,  G06Q40/06 ,  G06Q99/00

Abstract: According to one embodiment, a method of managing trading is provided. In a market for a particular type of instrument, buy orders and sell orders are received from a plurality of traders. Each buy order has an associated bid price and each sell order has an associated offer price. A determination is made of whether the particular trading order is an outlying trading order by determining whether the particular trading order differs from at least one comparison price by more than a threshold value. If it is determined that the particular trading is an outlying trading order, a restrictive action is taken regarding the outlying trading order. For example, if a trader subsequently submits another trading order that would trade with the outlying trading order, an alert message may be sent to the trader and the subsequent trading order may be prevented from trading with the outlying trading order at least temporarily.

Abstract translation: 根据一个实施例，提供了管理交易的方法。 在特定类型的仪器的市场中，从多个交易者收到买单和卖出订单。 每个买单都有相关联的出价，每个卖单都有相关的报价。 通过确定特定交易订单是否与至少一个比较价格不同超过阈值来确定特定交易订单是否是离岸交易订单。 如果确定特定交易是离岸交易订单，则对离岸交易订单采取限制性行动。 例如，如果交易者随后提交另一个与离岸交易订单交易的交易订单，则可能会向交易者发送一个提醒信息，并且可以阻止随后的交易订单至少暂时与远期交易订单进行交易。

公开(公告)号：US08200568B2

公开(公告)日：2012-06-12

申请号：US10895668

申请日：2004-07-21

Applicant: Nigel J. Renton ,  Michael Sweeting

Inventor： Nigel J. Renton ,  Michael Sweeting

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06Q40/00

Abstract: According to one embodiment, a method of managing trading is provided. A first offer for a particular instrument in a particular market is received from a first market maker at a first offer price. A first bid for the same particular instrument in the same particular market is received from a second market maker at a first bid price, the first bid price being higher than or equal to the first offer price. As a result of the first bid price being higher than or equal to the first offer price, the first offer price is automatically increased to a price higher than the first bid price such that a trade is not executed between the first offer and the first bid. In some embodiments, such method may be used to protect market makers from unwanted trades caused by inherent latency in the market makers' pricing engines and/or networks.

Abstract translation: 根据一个实施例，提供了管理交易的方法。 特定市场上的特定仪器的首次报价以第一个报价价格从第一个制造商收到。 在同一特定市场中对同一特定工具的首次投标以第一投标价格从第二个制造商处收到，第一个投标价格高于或等于第一个报价。 由于第一个投标价格高于或等于首次报价，第一个报价价格自动增加到高于第一个投标价格的价格，使得第一个报价和第一个投标之间没有执行交易 。 在一些实施例中，这种方法可以用于保护制造商免受由市场制造商的定价引擎和/或网络中的固有延迟引起的不必要的交易。