公开(公告)号：USD539297S1

公开(公告)日：2007-03-27

申请号：US29229350

申请日：2005-05-05

Applicant: Joseph C. Noviello ,  Howard W. Lutnick ,  Kevin M. Foley ,  Michael Sweeting ,  William P. Gill

Designer： Joseph C. Noviello ,  Howard W. Lutnick ,  Kevin M. Foley ,  Michael Sweeting ,  William P. Gill

公开(公告)号：USD538295S1

公开(公告)日：2007-03-13

申请号：US29229403

申请日：2005-05-05

Applicant: Joseph C. Noviello ,  Howard W. Lutnick ,  Kevin M. Foley ,  Michael Sweeting ,  William P. Gill

Designer： Joseph C. Noviello ,  Howard W. Lutnick ,  Kevin M. Foley ,  Michael Sweeting ,  William P. Gill

公开(公告)号：US20070016506A1

公开(公告)日：2007-01-18

申请号：US11133746

申请日：2005-05-20

Applicant: James Davies ,  Dan Eccleston ,  Michael Sweeting

Inventor： James Davies ,  Dan Eccleston ,  Michael Sweeting

IPC: G06Q40/00

CPC classification number: G06Q40/04

Abstract: A method for initiating transactions of traded instruments includes determining an available offered quantity of a first instrument that represents an amount of the first instrument currently available to be purchased. The method also includes determining an unavailable offered quantity of the first instrument that represents an amount of the first instrument specified by a sale order associated with a first transaction. The method further includes determining a bid quantity specified by a purchase order associated with the first transaction and calculating a temporarily unavailable offered quantity of the first instrument based on a difference between the unavailable offered quantity of the first instrument and the bid quantity. Additionally, the method includes calculating a quantity of a second instrument based on a sum of the available offered quantity of the first instrument and at least a portion of

Abstract translation: 用于启动交易工具的交易的方法包括确定表示当前可用于购买的第一工具的量的第一工具的可用提供数量。 该方法还包括确定表示由与第一交易相关联的销售订单指定的第一工具的数量的第一工具的不可用提供数量。 该方法还包括确定由第一交易相关联的采购订单指定的出价数量，并且基于第一工具的不可用提供数量与出价数量之间的差异来计算第一工具的临时不可用提供量。 另外，该方法包括基于第一仪器的可用提供量的总和和

公开(公告)号：US20060218072A1

公开(公告)日：2006-09-28

申请号：US11215236

申请日：2005-08-30

Applicant: Joseph Noviello ,  Lon Steger ,  Matthew Claus ,  Howard Lutnick ,  Michael Sweeting ,  Kevin Foley

Inventor： Joseph Noviello ,  Lon Steger ,  Matthew Claus ,  Howard Lutnick ,  Michael Sweeting ,  Kevin Foley

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06Q30/08 ,  G06Q40/06

Abstract: The invention relates to systems and methods that provide a user interface for use with an electronic trading system. The interface notifies the user that the price at which he or she may have attempted to trade has changed and presents the user with the opportunity to submit, modify or cancel the trade command. The user may configure the trading system to enable such a notification based on the time span for the price change, the number of increments of the price change, a combination thereof or any other appropriate consideration for protecting against the occurrence of erroneous price entries. Subsequent trade commands, such as those entered by third parties, may be used to validate prices and execute trades at these prices.

Abstract translation: 本发明涉及提供用于电子交易系统的用户界面的系统和方法。 该界面通知用户他或她可能尝试交易的价格已经改变，并向用户提供提交，修改或取消交易指令的机会。 用户可以将交易系统配置为基于价格变化的时间跨度，价格变动的增量数量，其组合或用于防止错误价格进入的发生的任何其他适当考虑来启用这样的通知。 随后的交易指令（如第三方输入的交易指令）可用于验证价格并以这些价格执行交易。

公开(公告)号：USD498476S1

公开(公告)日：2004-11-16

申请号：US29186055

申请日：2003-07-08

Applicant: Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  Lee Amaitis ,  Jim Johnson

Designer： Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  Lee Amaitis ,  Jim Johnson

公开(公告)号：US10380689B2

公开(公告)日：2019-08-13

申请号：US12399570

申请日：2009-03-06

Applicant: Howard W. Lutnick ,  Bijoy Paul ,  Michael Sweeting

Inventor： Howard W. Lutnick ,  Bijoy Paul ,  Michael Sweeting

IPC: G06Q40/06 ,  G06Q40/00 ,  G06Q40/04

Abstract: Various embodiments of exchanges are described. Methods and other embodiments are also described.

公开(公告)号：US08620796B2

公开(公告)日：2013-12-31

申请号：US13618118

申请日：2012-09-14

Applicant: Philipp T. Jokisch ,  Michael Sweeting

Inventor： Philipp T. Jokisch ,  Michael Sweeting

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06Q40/00

Abstract: Systems and methods for providing trading using an eVWAP price in an illiquid market are provided. In an illiquid market there may be little or no actual trades. During a trading period, the eVWAP price is therefore determined from not only trades, but also unmatched bids and offers. The eVWAP price is determined when new information becomes available or at a specified time interval. The final eVWAP price is determined when the sampling period ends. Once the final eVWAP price is determined, the value of the final eVWAP price is published for use as a price to settle a contract.

公开(公告)号：US08566212B2

公开(公告)日：2013-10-22

申请号：US10699859

申请日：2003-10-31

Applicant: Howard W Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  Lee Amaitis ,  Jim Johnson

Inventor： Howard W Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  Lee Amaitis ,  Jim Johnson

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06F3/0219

Abstract: Systems and methods for a trading interface with advanced features are provided. Along with providing the benchmark issue and non-benchmark issues, the trading application may also provide the trader with the ability to obtain trading information (e.g., another quad) for each of the related U.S. Treasury swaps (“T-swaps”), off-the-runs, yield curve T-swaps, and basis. In some embodiments, the trader may be provided with a customized keyboard to navigate through the trading interface. The keyboard preferably includes keys that allow the trader to quickly and efficiently switch between multiple issues in a quad. Using the keyboard, the trader may also be provided with price improvement functionality and direct dealing functionality. In some embodiments, the trading application may simultaneously display a DD ticker along with the trading quadrant that provides the trader with the progression of the direct dealings of the selected issue.

Abstract translation: 提供了具有高级功能的交易界面的系统和方法。 除了提供基准问题和非基准问题外，交易应用程序还可以为交易者提供获得每个相关美国国库互换（“T-swaps”）交易信息（例如另一个四分之一）的能力 运行，收益率曲线T交换和基础。 在一些实施例中，交易者可以被提供有定制键盘以在交易界面中导航。 键盘优选地包括允许交易者在四通道中的多个问题之间快速有效地切换的键。 使用键盘，也可以向交易者提供价格改进功能和直接交易功能。 在一些实施例中，交易应用程序可以同时向交易者显示DD代码，以向交易者提供直接交易所选问题的进展。

公开(公告)号：US08515854B2

公开(公告)日：2013-08-20

申请号：US11569837

申请日：2005-07-29

Applicant: Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  James P. Stedman ,  William P. Gill ,  Atul Bhatia ,  Daniel Eccleston ,  James L. Davies

Inventor： Howard W. Lutnick ,  Joseph Noviello ,  Michael Sweeting ,  James P. Stedman ,  William P. Gill ,  Atul Bhatia ,  Daniel Eccleston ,  James L. Davies

IPC: G06Q40/00

CPC classification number: G06Q40/04 ,  G06Q30/0611 ,  G06Q30/08 ,  G06Q50/188

Abstract: The invention relates to systems and methods that provide a user interface for use with an electronic trading system. The interface includes a display that shows a bid price axis and an ask price axis, as well as corresponding sizes, and a visual indicator of the inside market. When the inside market changes in response to changing market conditions, the display of the inside market clearly shows a spatial movement of the inside market as well as the representative price(s) associated therewith, thereby rendering the two price axis dynamic axis. The user interface is easy to use, intuitive as well as customizable, and contains features that facilitate efficient electronic trading and shows trading activity pertaining to the user as well as the market in general.

Abstract translation: 本发明涉及提供用于电子交易系统的用户界面的系统和方法。 该界面包括显示出价价格轴和询价价格轴以及对应尺寸的显示器，以及内部市场的视觉指示器。 当内部市场随着市场变化而变化时，内部市场的显示清楚地显示了内部市场的空间运动以及与之相关联的代表性价格，从而形成了两个价格轴的动态轴。 用户界面易于使用，直观且可定制，并且包含促进电子交易的功能，并显示与用户以及市场有关的交易活动。

公开(公告)号：US20130166473A1

公开(公告)日：2013-06-27

申请号：US13584455

申请日：2012-08-13

Applicant: Howard W. Lutnick ,  Dean P. Alderucci ,  Michael Sweeting ,  Thomas D. Bradshaw

Inventor： Howard W. Lutnick ,  Dean P. Alderucci ,  Michael Sweeting ,  Thomas D. Bradshaw

IPC: G06Q40/06

CPC classification number: G06Q40/02 ,  G06Q40/00 ,  G06Q40/06

Abstract: Methods and systems are provided herewith for rating a likelihood of payment of one or more cash flows. A computing device determines a probability of payment for one or more scheduled payments for each of one or more debt instruments in a debt instrument portfolio. The computing device may also determine a portfolio cash flow rating of the debt instrument portfolio based on the quantity and purchase price associated with each of the one or more debt instruments, the probability of payment for the one or more payments, a current market price of each of the one or more debt instruments, a net present expected value of the one or more payments in the payment schedule for each of the one or more debt instruments, and/or a credit rating of one or more issuers associated with the debt instruments.

Abstract translation: 此处提供了方法和系统，以评估一种或多种现金流量的可能性。 计算设备确定债务工具组合中的一个或多个债务工具中的每一个的一个或多个预定支付的支付概率。 计算设备还可以基于与一个或多个债务工具中的每一个相关联的数量和购买价格来确定该债务工具投资组合的投资组合现金流量评级，一个或多个支付的支付概率，当前市场价格 所述一个或多个债务工具中的每一个，所述一个或多个债务工具中的每一个的所述一个或多个支付时间表中的一个或多个付款的净现值预期值，和/或与所述债务工具相关联的一个或多个发行人的信用评级 。