公开(公告)号：EP1305728A2

公开(公告)日：2003-05-02

申请号：EP00984518.1

申请日：2000-09-20

申请人： The Nasdaq Stock Market, Inc.

发明人： SERKIN, Stuart ,  MARTYN, Peter

IPC分类号： G06F17/00

CPC分类号： G06Q40/02 ,  G06Q40/04

摘要： A collector facility for an electronic market is described. The collector facility includes an interface for coupling order delivery systems to the order collector facility and a quote manager that manages multiple quotes/orders received from the interface at multiple price levels. The facility also includes a montage manager to display quotes received from the quote order manager in an aggregate montage or a current quote montage consistent with parameters specified in the multiple quotes.

公开(公告)号：EP1008072A1

公开(公告)日：2000-06-14

申请号：EP97943544.3

申请日：1997-09-25

申请人： The Nasdaq Stock Market, Inc.

发明人： MARTYN, Peter ,  DENAT, Mark ,  PANG, Mei ,  FLYNN, Edward ,  WALDO, Michael ,  SWEET, Pamela, A. ,  COORDS, Deane ,  HALL, Diane, Geberth ,  SLOMOWITZ, Ira ,  FRANKE, Maureen

IPC分类号： G06F17/60 ,  G06F9/44

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/06

摘要： A data processing system provides an interface with a securities exchange system over which securities are traded. The system allows a user to configure displays (3000) tailored for specific functions and to show displays (3050) for a particular security. The user may also view a display showing information about selected securities (3034), monitor trade activity, participate in a trade and report trades. In addition, a user may display information for a selected set of securities on a continuously updated basis (3035) and can easily select from a displayed list, a desired security and certain information and functions associated with the selected security.

公开(公告)号：EP1323083A2

公开(公告)日：2003-07-02

申请号：EP00966821.1

申请日：2000-09-22

申请人： The Nasdaq Stock Market, Inc.

发明人： SERKIN, Stuart ,  MALITZIS, John ,  KETCHUM, Richard, G. ,  MARTYN, Peter

IPC分类号： G06F17/60

CPC分类号： G06Q40/04 ,  G06Q40/00

摘要： A system for handling quotes in an electronic market is described. The system includes a lock/cross quote detector which determines whether a quote which is entered into the market system would lock or cross other quotes in the market system and a quote formatter that receives quotes that, if entered, would lock or cross the market and reformats the quotes as marketable liability orders. The system includes a routing process that routes reformatted quotes as marketable liability orders to a market participant whose quote was locked or crossed.

公开(公告)号：EP1282872A2

公开(公告)日：2003-02-12

申请号：EP00963607.7

申请日：2000-09-19

申请人： The Nasdaq Stock Market, Inc.

发明人： KETCHUM, Richard, G. ,  SERKIN, Stuart ,  MALITZIS, John, F. ,  MARTYN, Peter ,  PETER, Debra, S. ,  DIZENHAUS, Patti ,  BROWN, Doug

IPC分类号： G06F17/60

CPC分类号： G06Q40/04 ,  G06Q30/0627 ,  G06Q30/0641 ,  G06Q40/00 ,  G06Q40/06

摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.