公开(公告)号：US07680725B2

公开(公告)日：2010-03-16

申请号：US11780588

申请日：2007-07-20

申请人： Steven M. Bloom ,  Michael S. Spector ,  John L. Jacobs

发明人： Steven M. Bloom ,  Michael S. Spector ,  John L. Jacobs

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/025 ,  G06Q40/06 ,  G06Q99/00

摘要： A financial product is based on a first fund that is traded on a trading marketplace in a first country. The financial product is registered in the first country. The first fund has the characteristics of being based on an index of securities that are traded in a second, different country. The first fund is arbitragable with a second fund that is based on the index and which is registered in a second different country. The first fund has a creation unit basis that is substantially the same basis as a creation unit basis for the second fund. The calculation of the net asset value of the first fund occurs at essentially or exactly the same time that second country fund has its NAV calculated.

摘要翻译： 金融产品基于在第一个国家的交易市场上交易的第一个基金。 金融产品在第一个国家注册。 第一个基金的特点是基于第二个不同国家交易的证券指数。 第一个基金可以与基于指数的第二个基金进行仲裁，并在第二个不同的国家注册。 第一个基金具有创造单位基础，与第二个基金的创造单位基础基本相同。 第一笔基金的资产净值的计算与第二国家基金的净资产值计算基本完全相同。

公开(公告)号：US07647264B2

公开(公告)日：2010-01-12

申请号：US10835510

申请日：2004-04-28

申请人： Frank Hatheway ,  Daniel F. Moore ,  Timothy E. Cox ,  Peter J. Martyn ,  Dan Barnard Franks ,  Adam Seth Nunes ,  Oliver Albers

发明人： Frank Hatheway ,  Daniel F. Moore ,  Timothy E. Cox ,  Peter J. Martyn ,  Dan Barnard Franks ,  Adam Seth Nunes ,  Oliver Albers

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q40/12

摘要： A method for trading a security in an electronic market includes receiving closing orders and orders for the security traded in the electronic market, disseminating an order imbalance indicator indicative of predicted trading characteristics of the security at the close of trading, determining a closing price for the security based on the closing orders and orders, and executing at least some of the closing orders at the determined closing price.

摘要翻译： 用于交易电子市场中的证券的方法包括接收关于在电子市场交易的证券的结算单和订单，传播指示在交易结束时证券的预测交易特征的订单不平衡指标，确定交易的收盘价 基于收盘单和订单的安全性，并以确定的收盘价执行至少一些收盘单。

公开(公告)号：US07406444B2

公开(公告)日：2008-07-29

申请号：US10267018

申请日：2002-10-08

申请人： Yek Kwong Eng ,  Michael Edleson ,  Daniel F. Moore ,  John T. Hughes, Jr. ,  Christopher Folkemer

发明人： Yek Kwong Eng ,  Michael Edleson ,  Daniel F. Moore ,  John T. Hughes, Jr. ,  Christopher Folkemer

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q30/0627 ,  G06Q30/0641 ,  G06Q40/00 ,  G06Q40/06

摘要： A method for trading a security in an electronic market includes entering an order at a client station for executing against any market participant that can at least in part satisfy the order, determining a threshold for executing the entered order based on an inside price of the security in the electronic market, matching a portion of the entered order at a server system against interest in the market that does not exceed the determined threshold, and returning any unmatched portion of the entered order that can not be matched by the interest in the market without exceeding the determined threshold.

摘要翻译： 一种用于交易电子市场中的证券的方法包括：在客户端处输入订单，以执行任何市场参与者，所述市场参与者至少能够至少部分地满足订单，根据该证券的内部价格确定执行输入订单的阈值 在电子市场中，将服务器系统中输入的订单的一部分与市场上没有超过确定的阈值的利益相匹配，并返回与市场利益无法匹配的输入订单的任何不匹配的部分，而没有 超过确定的阈值。

公开(公告)号：US20140012614A1

公开(公告)日：2014-01-09

申请号：US13543617

申请日：2012-07-06

申请人： Bret BERESFORD-WOOD ,  Amanda GROSSE ,  Adam ROSS ,  Kevin ASUNCION ,  Tom SOLODYNA ,  Eric FOLKEMER

发明人： Bret BERESFORD-WOOD ,  Amanda GROSSE ,  Adam ROSS ,  Kevin ASUNCION ,  Tom SOLODYNA ,  Eric FOLKEMER

IPC分类号： G06Q10/06

CPC分类号： G06Q10/063114 ,  G06Q40/12 ,  G06Q50/01 ,  G06Q50/18

摘要： A system for performing due diligence on electronically stored documents is provided. A dynamic due diligence item (DDDI) is created by one user and associated with a particular document or piece of information by the system. The created DDDI is assigned to another user. The created DDDI is then routed by the system over a computer network to another user for review of the DDDI and the associated particular document or piece of information. In certain instances, after receiving the notification and opening the document, the system may enforce upon the second user a required action when the DDDI is presented.

摘要翻译： 提供了一种对电子存储文件执行尽职调查的系统。 动态尽职调查项目（DDDI）由一个用户创建并由系统与特定文档或信息片段相关联。 创建的DDDI被分配给另一个用户。 所创建的DDDI然后由系统通过计算机网络路由到另一个用户，以查看DDDI和相关联的特定文档或信息。 在某些情况下，在接收到通知并打开文档之后，系统可以在呈现DDDI时向第二用户强制执行所需的动作。

公开(公告)号：US20130297546A1

公开(公告)日：2013-11-07

申请号：US13465287

申请日：2012-05-07

申请人： Keith WOODS-HOLDER

发明人： Keith WOODS-HOLDER

IPC分类号： G06N5/02

CPC分类号： G06F17/2785 ,  G06F17/271

摘要： A system is presented that provides sentiment analysis technology that takes into account the perspective or context of the individual or entity for which the sentiment analysis is being performed. Using multiple points of reference within a hierarchical head noun structure (containing head nouns of root terms and possibly dependent terms), the structure allows the system to return different outcomes depending on a user query specifying one or more head nouns to be taken as reference points for sentiment calculations. As a result, an appropriate context for sentiment analysis is determined which takes into account the perspective/context associated with the individual or entity for which the analysis is performed.

摘要翻译： 提出了一种提供情绪分析技术的系统，其考虑到正在进行情绪分析的个人或实体的视角或背景。 在分级头部名词结构（包括根词和可能依赖项的头名）中使用多个参考点，结构允许系统根据用户查询返回不同的结果，该用户查询指定一个或多个头名词作为参考点 情绪计算。 因此，确定情绪分析的适当上下文，其考虑与执行分析的个体或实体相关联的透视/上下文。

公开(公告)号：US20120316888A1

公开(公告)日：2012-12-13

申请号：US13155951

申请日：2011-06-08

申请人： Jeffrey S STACEY

发明人： Jeffrey S STACEY

IPC分类号： G06Q99/00

CPC分类号： G06Q10/10

摘要： An apparatus and method provide for simultaneous issuance of a news release with the submission and filing of an SEC EDGAR filing. A news release disclosing an event related to an organization and containing a material disclosure is generated. Once the news release is generated, the issuance of the news release to a news release distribution source is scheduled. A description of contents of the news release to be placed in an EDGAR filing are then generated and the EDGAR filing is filed while issuing the news release to the news release distribution source. The apparatus and method offer truly simultaneous news release distribution at the same time that an EDGAR filing is made.

摘要翻译： 提供和提交SEC EDGAR申请的设备和方法提供同时发布新闻稿。 产生了披露与组织相关的事件并包含材料披露的新闻稿。 一旦发布新闻稿，就会安排将新闻稿发布到新闻稿发行源。 然后，将发布放入EDGAR申报的新闻内容的描述，并在发布新闻稿到新闻稿发布源时提交EDGAR申请。 该装置和方法在提供EDGAR文件的同时提供真正同时的新闻发布分发。

公开(公告)号：US08326737B2

公开(公告)日：2012-12-04

申请号：US12917545

申请日：2010-11-02

申请人： Frank Hatheway ,  Daniel F. Moore ,  Timothy E. Cox ,  Peter J. Martyn ,  Dan B. Franks ,  Adam S. Nunes ,  Timothy McCormick

发明人： Frank Hatheway ,  Daniel F. Moore ,  Timothy E. Cox ,  Peter J. Martyn ,  Dan B. Franks ,  Adam S. Nunes ,  Timothy McCormick

IPC分类号： G06Q30/00

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/025 ,  G06Q40/06

摘要： A method, executed in a computer system, for opening an electronic market for trading of a security is described. The method includes receiving by the computer system eligible orders and quotes for the security traded in the electronic market and disseminating an order imbalance indicator indicative of predicted trading characteristics of the security at the open of trading. The method also includes determining by the computer system a price or prices at which the maximum shares would be executed and determining which price would minimize any imbalance of eligible orders and executing at least some of the eligible orders at the determined opening price.

摘要翻译： 描述了在计算机系统中执行的用于打开用于交易安全性的电子市场的方法。 该方法包括由计算机系统接收电子市场上交易的证券的符合条件的订单和报价，并传播指示交易开放时证券预期交易特征的订单不平衡指标。 该方法还包括由计算机系统确定将执行最大股份的价格或价格，并确定哪个价格将使合格订单的任何不平衡最小化，并以确定的开盘价执行至少一些符合条件的订单。

公开(公告)号：US08239309B2

公开(公告)日：2012-08-07

申请号：US12757074

申请日：2010-04-09

申请人： Thomas J. Davin, III ,  James T. Platts ,  James M. Lastoskie ,  Timothy E. Cox ,  Michael E. Edleson

发明人： Thomas J. Davin, III ,  James T. Platts ,  James M. Lastoskie ,  Timothy E. Cox ,  Michael E. Edleson

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/06

摘要： A method for determining a closing price of a security traded in an electronic market includes receiving a trade price of an executed trade of the security wherein the executed trade is executed during a trading session of the electronic market, comparing the received trade price to a market parameter of the security to determine the closing price of the security, and reporting the determined closing price of the security to a user.

摘要翻译： 一种用于确定在电子市场中交易的证券的收盘价的方法，包括接收在电子市场的交易期间执行的执行交易的证券的执行交易的交易价格，将所接收的交易价格与市场进行比较 确定安全性的收盘价的安全性参数，以及向用户报告所确定的证券的收盘价。

公开(公告)号：US08239303B2

公开(公告)日：2012-08-07

申请号：US09404518

申请日：1999-09-23

申请人： Peter Martyn ,  Stuart Serkin ,  John Malitzis

发明人： Peter Martyn ,  Stuart Serkin ,  John Malitzis

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04

摘要： A market system that includes an internal execution process is described. The system includes an order execution process that receives orders and matches orders against quotes posted in the system on a time priority basis and an order match-off process that checks if a market participant identification associated with a received order matches a market participant identification representing a quote in the system that is at the best bid or best offer price in the system.

摘要翻译： 描述了包括内部执行过程的市场系统。 该系统包括订单执行过程，其接收与时间优先基础上发布在系统中的报价的订单和订单，以及订单匹配过程，其检查与所接收的订单相关联的市场参与者标识是否与表示 在系统中报价是系统中最佳出价或最佳报价。

公开(公告)号：US20120041897A1

公开(公告)日：2012-02-16

申请号：US13282624

申请日：2011-10-27

申请人： William Teague ,  John Delta ,  Donald H. Bosic

发明人： William Teague ,  John Delta ,  Donald H. Bosic

IPC分类号： G06Q40/06

CPC分类号： G07F17/3288 ,  G06Q40/04 ,  G06Q40/06 ,  G06Q50/34

摘要： A market indicator process, residing on a server, predicts an opening index price of a security index including at least two discrete securities. A trade monitoring process monitors at least a portion of the trading of the discrete securities that occur outside of a regular trading session. A closing price variation calculation process, responsive to the trade monitoring process, calculates the predicated opening index price of the security index for the beginning of the next regular trading session with respect to a closing index price of the security index at the end of the previous regular trading session. The index prices are indicative of the cumulative value of the discrete securities.

摘要翻译： 驻留在服务器上的市场指标流程预测包括至少两个离散证券在内的担保指数的开仓指数价格。 贸易监控过程监控在正常交易时段之外发生的离散证券的至少一部分交易。 收盘价变动计算过程响应于交易监控过程，计算下一个正常交易时段开始时的担保指数的预测开仓指数价格，相对于前一个期末结算时的证券指数收盘指数价格 正常交易时段。 指数价格指示离散证券的累计价值。