公开(公告)号：US08799243B1

公开(公告)日：2014-08-05

申请号：US11586222

申请日：2006-10-25

申请人： Bari Havlik

发明人： Bari Havlik

IPC分类号： G06F7/00 ,  G06F17/00

CPC分类号： G06Q10/105 ,  G06Q10/0631 ,  G06Q50/26

摘要： A system and method providing which provides compliance tracking in a regulated organization. A plurality of users having different positions and roles in an organization are provided with different levels of access to the compliance system, and all regulatory compliance related licensing information is processed through a common compliance engine. The compliance engine operates to monitor the regulatory compliance licensing activities of licensed individuals within the organization. Compliance administrators are provided with a level access to the system which allows the compliance administrator to run searches and generate reports which show the state of various regulatory compliance licensing processes within the organization. Supervisors are provided with a level of access which allows the supervisor to review compliance regulatory licensing activities and tasks for employees they supervise. Customer representatives are able to review their own regulatory compliance information and tasks. The system and method further provide for monitoring the status of various regulatory compliance licensing activities, and operate to automatically generate emails prompting individuals in the organization to undertake necessary regulatory compliance licensing activities.

摘要翻译： 提供在受规管组织中提供合规跟踪的系统和方法。 在组织中具有不同位置和角色的多个用户被提供具有对合规系统的不同级别的访问，并且通过共同的合规性引擎来处理所有与合规相关的许可信息。 合规引擎用于监控组织内许可人员的合规许可活动。 对合规管理员提供对系统的级别访问，允许合规性管理员运行搜索并生成报告，显示组织内各种合规许可流程的状态。 向主管提供了一个访问级别，允许主管审查合规监管许可活动和监督员工的任务。 客户代表能够审查自己的合规信息和任务。 该系统和方法进一步提供监测各种合规许可活动的状态，并且操作以自动生成电子邮件，促使组织中的个人进行必要的监管合规许可活动。