公开(公告)号：US08355973B2

公开(公告)日：2013-01-15

申请号：US12363771

申请日：2009-02-01

申请人： Viktor Geller ,  Joanne Howard ,  Brett Colaiacovo ,  Daniel Cohen ,  Jodi-Lynn Weber ,  Aaron Heller ,  Seva Zaslavsky

发明人： Viktor Geller ,  Joanne Howard ,  Brett Colaiacovo ,  Daniel Cohen ,  Jodi-Lynn Weber ,  Aaron Heller ,  Seva Zaslavsky

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/06 ,  H04L63/0263

摘要： Dynamic management of one or more portfolios of securities, in particular, portfolios of Periodic Auction Reset Securities (PARS) is disclosed. The dynamic management for the specification of rules for investor accounts by which optimization of this type of portfolio may occur and allows financial institutions or other wealth management entities to easily maintain and invest in PARS holdings for multiple accounts. For example, the dynamic management systems and methods can provide for the maintenance of a large number of separate accounts that contain PARS, centralize the maintenance of PARS positions, allow management of central PARS accounts in line with guidelines specified in one or more account profiles, allow sales traders to specify additional guidelines, and/or automate account analysis, trade generation and/or participation in the auction process.

摘要翻译： 披露了一个或多个证券组合，特别是定期拍卖重置证券（PARS）投资组合的动态管理。 规范投资者账户规则的动态管理，通过这种方式优化此类投资组合，并允许金融机构或其他财富管理实体轻松维护并投资于多个账户的PARS持有。 例如，动态管理系统和方法可以提供维护包含PARS的大量单独帐户，集中维护PARS职位，允许根据一个或多个帐户配置文件中指定的准则管理中央PARS帐户， 允许销售交易者指定附加指引，和/或自动化账户分析，交易生成和/或参与拍卖过程。