公开(公告)号：US08521634B1

公开(公告)日：2013-08-27

申请号：US13457676

申请日：2012-04-27

申请人： Heeren H Pathak ,  John Artz ,  Jay Goldman ,  Yashodhan Sathaye ,  Scott Souliotis ,  Annmarie Rogers ,  Dennis Sheckler ,  Ladislav Kis

发明人： Heeren H Pathak ,  John Artz ,  Jay Goldman ,  Yashodhan Sathaye ,  Scott Souliotis ,  Annmarie Rogers ,  Dennis Sheckler ,  Ladislav Kis

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q10/087 ,  G06Q40/00 ,  G06Q40/025 ,  G06Q40/06 ,  G06Q40/12 ,  G06Q40/128

摘要： A system and method for financial account reconciliation of a portfolio account system includes, for investments that are not reported as trades once an order to purchase has been placed, using a computer to electrically match investments that are not reported as trades to unmatched transactions of the portfolio account system. In this manner investments that are not reported as trades once an order to purchase has been placed do not create breaks of the portfolio account system.

摘要翻译： 用于投资组合账户系统的金融账户对账的系统和方法包括：一旦一旦购买订单已经被放置，就不会将其作为交易报告的投资，使用计算机将不报告为交易的投资电动匹配到不匹配的交易 投资组合账户系统 以这种方式，一旦一次购买订单，投资不会被作为交易报告，就不会产生投资组合账户系统的中断。

公开(公告)号：US08175943B1

公开(公告)日：2012-05-08

申请号：US12057707

申请日：2008-03-28

申请人： Heeren H Pathak ,  John Artz ,  Jay Goldman ,  Yashodhan Sathaye ,  Scott Souliotis ,  Annmarie Rogers ,  Dennis Sheckler ,  Ladislav Kis

发明人： Heeren H Pathak ,  John Artz ,  Jay Goldman ,  Yashodhan Sathaye ,  Scott Souliotis ,  Annmarie Rogers ,  Dennis Sheckler ,  Ladislav Kis

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q10/087 ,  G06Q40/00 ,  G06Q40/025 ,  G06Q40/06 ,  G06Q40/12 ,  G06Q40/128

摘要： A system and method for reconciling financial records is provided. Breaks are screened by user defined rules to categorize breaks into categories of relatively higher and relatively lower importance so that relatively higher importance breaks can be presented to the user. Values from a custodian system can be automatically accepted. Certain types of transaction differences may be selected to be automatically corrected. The types of corrections to be applied are selected. The financial account reconciliation system is updated with the values. For investments that are not reported as trades once the order to purchase has been placed, outstanding trade orders may be matched to unmatched transactions. For updates sent for an older transaction, back-dated transactions may be compared by automatically loading historical transactions and comparing historical transactions to a back-dated transaction as if it were not backdated. For investments that have information that will not be known until the investments are settled, proper matching of positions and transactions that have not yet settled may be enabled by identifying and ignoring the position and transaction breaks this unknown information causes.

摘要翻译： 提供了一个调节财务记录的系统和方法。 用户定义的规则对休息进行筛选，将分组分类为相对较高和相对较低重要性的类别，从而可以向用户呈现相对较高的重要性中断。 可以自动接受来自保管系统的值。 可以选择某些类型的交易差异以被自动地纠正。 选择要应用的校正类型。 金融账户对帐系统将更新为值。 对于一旦没有报告为交易的投资，一旦购买订单已被放置，未完成的交易订单可能会与不匹配的交易相匹配。 对于为较旧交易发送的更新，可以通过自动加载历史交易并将历史交易与回退交易进行比较，如同未回溯的更新一样。 对于投资在投资结算之前不会知道的投资，通过识别和忽略该未知信息导致的头寸和交易中断，可以实现对尚未结算的头寸和交易的适当匹配。