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公开(公告)号：US07801795B2
公开(公告)日：2010-09-21
申请号：US10274287
申请日：2002-10-18
申请人： Adam Nunes , Daniel F. Moore , Mark Denat , John Malitzis , Karen Peterson , Anna Ewing , Steven J. Randich , Richard G. Ketchum , Dean Furbush , Christopher Folkemer
发明人： Adam Nunes , Daniel F. Moore , Mark Denat , John Malitzis , Karen Peterson , Anna Ewing , Steven J. Randich , Richard G. Ketchum , Dean Furbush , Christopher Folkemer
IPC分类号： G06Q40/00
CPC分类号： G06Q40/04 , G06Q30/0627 , G06Q30/0641 , G06Q40/00 , G06Q40/06
摘要： A method for trading a security in an electronic market includes entering an order at a client station for executing against any market participant that can at least in part satisfy the order, and matching the entered order at a server system against interest in the market based on how the market participant participates in the market with a portion of the interest in the market being prioritized according to price priority among displayed quotes/orders of market makers, ECNs that do not charge a separate quote-access fee, and non-attributable agency orders of UTP Exchanges, and subsequently by displayed quotes/orders of ECNs that charge a separate quote-access fee, with the quotes/orders of the ECNs that charge a separate quote-access fee being ranked by the amount of the quote-access fee charged.
摘要翻译： 一种用于交易电子市场中的证券的方法包括：在客户端进行订单，以针对至少部分满足订单的任何市场参与者执行，并且根据服务器系统的输入订单与市场中的利益进行匹配，基于 市场参与者如何参与市场，市场利益的一部分按照优先考虑的价格优先于市场制造商的显示报价/订单，不收取单独报价的ECN和非归属代理订单 的UTP交易所，随后通过显示收取单独报价访问费的ECN的报价/订单，ECN的报价/订单收取单独的报价访问费，按照收取的报价访问费的金额排序 。
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公开(公告)号：US08301539B2
公开(公告)日：2012-10-30
申请号：US09903388
申请日：2001-07-09
申请人： Dean Furbush , Richard G. Ketchum , Daniel B. Franks , John Malitzis , Thomas P. Moran , Peter Martyn
发明人： Dean Furbush , Richard G. Ketchum , Daniel B. Franks , John Malitzis , Thomas P. Moran , Peter Martyn
IPC分类号： G06Q40/00
CPC分类号： G06Q40/04
摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.
摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。
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公开(公告)号：US08296216B2
公开(公告)日：2012-10-23
申请号：US09903390
申请日：2001-07-09
申请人： Dean Furbush , Richard G. Ketchum , Daniel B. Franks , John Malitzis , Thomas P. Moran , Peter Martyn
发明人： Dean Furbush , Richard G. Ketchum , Daniel B. Franks , John Malitzis , Thomas P. Moran , Peter Martyn
IPC分类号： G06Q40/00
CPC分类号： G06Q40/04
摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.
摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。
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公开(公告)号：US07870056B2
公开(公告)日：2011-01-11
申请号：US11625127
申请日：2007-01-19
申请人： Richard G. Ketchum , Stuart Serkin , John Malitzis , Peter Martyn , Debra Peter , Patti Dizenhaus , Doug Brown
发明人： Richard G. Ketchum , Stuart Serkin , John Malitzis , Peter Martyn , Debra Peter , Patti Dizenhaus , Doug Brown
IPC分类号： G06Q40/00
CPC分类号： G06Q40/04 , G06Q30/0627 , G06Q30/0641 , G06Q40/00 , G06Q40/06
摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.
摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。
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公开(公告)号：US07209896B1
公开(公告)日：2007-04-24
申请号：US09401892
申请日：1999-09-23
申请人： Stuart Serkin , John Malitzis , Richard G. Ketchum , Peter Marytn
发明人： Stuart Serkin , John Malitzis , Richard G. Ketchum , Peter Marytn
IPC分类号： G06Q40/00
摘要： A system for handling quotes in an electronic market is described. The system includes a lock/cross quote detector which determines whether a quote which is entered into the market system would lock or cross other quotes in the market system and a quote formatter that receives quotes that, if entered, would lock or cross the market and reformats the quotes as marketable liability orders. The system includes a routing process that routes reformatted quotes as marketable liability orders to a market participant whose quote was locked or crossed.
摘要翻译： 描述了在电子市场中处理报价的系统。 该系统包括锁/交叉报价检测器，其确定输入市场系统的报价是否锁定或交叉市场系统中的其他报价;以及报价格式化器，其接收报价，如果输入将锁定或跨越市场， 将报价重新列为可销售责任令。 该系统包括一个路由过程，将重新格式化的报价作为可销售责任订单发送给报价被锁定或交叉的市场参与者。
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公开(公告)号：US07181424B1
公开(公告)日：2007-02-20
申请号：US09401872
申请日：1999-09-23
申请人： Richard G. Ketchum , Stuart Serkin , John Malitzis , Peter Martyn , Debra Peter , Patti Dizenhaus , Doug Brown
发明人： Richard G. Ketchum , Stuart Serkin , John Malitzis , Peter Martyn , Debra Peter , Patti Dizenhaus , Doug Brown
IPC分类号： G06Q40/00
CPC分类号： G06Q40/04 , G06Q30/0627 , G06Q30/0641 , G06Q40/00 , G06Q40/06
摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.
摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。
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公开(公告)号：US07599875B1
公开(公告)日：2009-10-06
申请号：US09208942
申请日：1998-12-10
IPC分类号： G06Q30/00
摘要： A system for securities quotes is described. The system and allows posting of a bid and offer price for a security for a proprietary account. The system use a unique market maker identifier for a market maker proprietary account. In response to a customer order, a bid and/or offer price of the customer is posted for the security for an agency account, using a unique market maker agency identifier for an agency account. The quotes are sent to a server that disseminates the proprietary and agency quotes with other quotes for the same security from other market makers.
摘要翻译： 描述了证券报价系统。 该系统允许发布一个专有账户的出价和报价。 该系统为制造商专有帐户使用独特的制造商标识符。 为了响应客户订单，使用代理商帐户的独特的市场营销机构标识符，为代理商帐户的证券过帐客户的出价和/或报价。 这些报价被发送到服务器，该服务器通过其他报价向其他制造商提供相同安全性的专有和代理报价。
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公开(公告)号：US08311926B1
公开(公告)日：2012-11-13
申请号：US09401875
申请日：1999-09-23
IPC分类号： G06Q40/00
CPC分类号： G06Q40/04
摘要： A graphical user interface for an electronic market for trading products includes an aggregation window which displays additional aggregate quotes for a plurality of price levels of a product traded in the market. A trading system includes client station for entering quotes for securities. The clients have graphical user interfaces at which quotes can be entered and displayed at multiple price levels. The system handles a quote size that is displayable and attributable to a specific market participant, a reserve quote size that is neither displayable nor attributable to a specific market participant, and an additional aggregate quote size that is displayable but not attributable to a specific market participant.
摘要翻译： 用于交易产品的电子市场的图形用户界面包括聚合窗口，其显示在市场上交易的产品的多个价格水平的附加汇总报价。 交易系统包括客户端输入证券报价。 客户端具有图形用户界面，可以以多个价格级别输入和显示报价。 该系统处理可显示且可归因于特定市场参与者的报价大小，既不可显示也不归属于特定市场参与者的预留报价大小，以及可显示但不归因于特定市场参与者的额外总报价大小 。
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