公开(公告)号：US07406447B2

公开(公告)日：2008-07-29

申请号：US10046652

申请日：2002-01-14

申请人： Daniel F. Moore ,  Yek Eng ,  Mark DeNat ,  Michael Galus ,  Richard Justice ,  Bruce E. Friedman ,  Timothy Vincent ,  John Hughes ,  Peter Martyn

发明人： Daniel F. Moore ,  Yek Eng ,  Mark DeNat ,  Michael Galus ,  Richard Justice ,  Bruce E. Friedman ,  Timothy Vincent ,  John Hughes ,  Peter Martyn

IPC分类号： G06Q40/00 ,  H04K1/00 ,  H04L9/00

CPC分类号： G06Q40/04 ,  G06Q20/401 ,  G06Q40/00 ,  G06Q40/06

摘要： A system for determining an opening price for products traded over a distributed, networked computer system, includes a plurality of workstations for entering orders for financial products into the distributed, networked computer system and a server computer coupled to the workstations for receiving the orders. The server computer executes a server process that determines an opening price for the product. The server process identifies the oldest of interest at the most aggressive price on each side of the market and selects the older interest of the identified interest to designate as initial interest. The server process matches initial interest against all contra side interest.

摘要翻译： 用于确定通过分布式联网计算机系统交易的产品的开价的系统包括用于将金融产品的订单输入到分布式联网计算机系统的多个工作站以及耦合到工作站的用于接收订单的服务器计算机。 服务器计算机执行确定产品的开价的服务器进程。 服务器进程以市场每一方最具侵略性的价格确定最年长的利益，并选择所识别的利益的较早利益来指定为最初利益。 服务器进程与初始兴趣匹配所有对方利益。

公开(公告)号：US20090030834A1

公开(公告)日：2009-01-29

申请号：US12181780

申请日：2008-07-29

申请人： Daniel F. Moore ,  Yek Eng ,  Mark DeNat ,  Michael Galus ,  Richard Justice ,  Bruce E. Friedman ,  John Hughes ,  Peter Martyn ,  Timothy Vincent

发明人： Daniel F. Moore ,  Yek Eng ,  Mark DeNat ,  Michael Galus ,  Richard Justice ,  Bruce E. Friedman ,  John Hughes ,  Peter Martyn ,  Timothy Vincent

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q20/401 ,  G06Q40/00 ,  G06Q40/06

摘要： A system for determining an opening price for products traded over a distributed, networked computer system, includes a plurality of workstations for entering orders for financial products into the distributed, networked computer system and a server computer coupled to the workstations for receiving the orders. The server computer executes a server process that determines an opening price for the product. The server process identifies the oldest of interest at the most aggressive price on each side of the market and selects the older interest of the identified interest to designate as initial interest. The server process matches initial interest against all contra side interest.

摘要翻译： 用于确定通过分布式联网计算机系统交易的产品的开价的系统包括用于将金融产品的订单输入到分布式联网计算机系统的多个工作站以及耦合到工作站的用于接收订单的服务器计算机。 服务器计算机执行确定产品的开价的服务器进程。 服务器进程以市场每一方最具侵略性的价格确定最年长的利益，并选择所识别的利益的较早利益来指定为最初利益。 服务器进程与初始兴趣匹配所有对方利益。

公开(公告)号：US06195647B1

公开(公告)日：2001-02-27

申请号：US08722847

申请日：1996-09-26

申请人： Peter Martyn ,  Mark DeNat ,  Diane Geberth Hall ,  Ira Slomowitz ,  Maureen Franke ,  Mei Pang ,  Edward Flynn ,  Mike Waldo ,  Pam Sweet ,  Deane Coords

发明人： Peter Martyn ,  Mark DeNat ,  Diane Geberth Hall ,  Ira Slomowitz ,  Maureen Franke ,  Mei Pang ,  Edward Flynn ,  Mike Waldo ,  Pam Sweet ,  Deane Coords

IPC分类号： B06F1760

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/06

摘要： A data processing system provides an interface with a securities exchange system over which securities are traded. The system allows a user to configure displays tailored for specific functions and to show displays for a particular security. The user may also view a display showing information about selected securities, monitor trade activity, participate in a trade, and report trades. In addition, a user may display information for a selected set of securities on a continuously updated basis and can easily select from a displayed list, a desired security and certain information and functions associated with the selected security.

公开(公告)号：US07962399B2

公开(公告)日：2011-06-14

申请号：US10302769

申请日：2002-11-21

申请人： Peter Martyn ,  Daniel F. Moore

发明人： Peter Martyn ,  Daniel F. Moore

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/06

摘要： A method for managing display of quotes for securities in an electronic market includes entering a quote into a system for trading securities, a portion of the entered quote being displayable and another portion of the entered quote being held as reserved quote interest, executing a portion of the displayable quote portion against interest in the market, aggregating an unexecuted displayable quote portion, with a portion of the reserved quote, if the unexecuted displayable quote portion is less than a round lot, and displaying the aggregate.

摘要翻译： 一种用于管理电子市场中证券报价显示的方法，包括向证券交易系统输入报价，输入的报价的一部分可显示，另一部分输入的报价作为保留报价利息，执行部分 如果未执行的可显示报价部分小于一轮批次，则显示报价部分，反映出对市场的兴趣的可显示报价部分，聚合未执行的可显示报价部分与保留报价的一部分，并且显示该聚合。

公开(公告)号：US08296216B2

公开(公告)日：2012-10-23

申请号：US09903390

申请日：2001-07-09

申请人： Dean Furbush ,  Richard G. Ketchum ,  Daniel B. Franks ,  John Malitzis ,  Thomas P. Moran ,  Peter Martyn

发明人： Dean Furbush ,  Richard G. Ketchum ,  Daniel B. Franks ,  John Malitzis ,  Thomas P. Moran ,  Peter Martyn

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04

摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。

公开(公告)号：US07181424B1

公开(公告)日：2007-02-20

申请号：US09401872

申请日：1999-09-23

申请人： Richard G. Ketchum ,  Stuart Serkin ,  John Malitzis ,  Peter Martyn ,  Debra Peter ,  Patti Dizenhaus ,  Doug Brown

发明人： Richard G. Ketchum ,  Stuart Serkin ,  John Malitzis ,  Peter Martyn ,  Debra Peter ,  Patti Dizenhaus ,  Doug Brown

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q30/0627 ,  G06Q30/0641 ,  G06Q40/00 ,  G06Q40/06

摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。

公开(公告)号：US08301539B2

公开(公告)日：2012-10-30

申请号：US09903388

申请日：2001-07-09

申请人： Dean Furbush ,  Richard G. Ketchum ,  Daniel B. Franks ,  John Malitzis ,  Thomas P. Moran ,  Peter Martyn

发明人： Dean Furbush ,  Richard G. Ketchum ,  Daniel B. Franks ,  John Malitzis ,  Thomas P. Moran ,  Peter Martyn

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04

摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。

公开(公告)号：US20050283421A1

公开(公告)日：2005-12-22

申请号：US10835510

申请日：2004-04-28

申请人： Frank Hatheway ,  Daniel Moore ,  Timothy Cox ,  Peter Martyn ,  Dan Franks ,  Adam Nunes ,  Oliver Albers

发明人： Frank Hatheway ,  Daniel Moore ,  Timothy Cox ,  Peter Martyn ,  Dan Franks ,  Adam Nunes ,  Oliver Albers

IPC分类号： G06F17/60

CPC分类号： G06Q40/04 ,  G06Q40/12

摘要： A method for trading a security in an electronic market includes receiving closing orders and orders for the security traded in the electronic market, disseminating an order imbalance indicator indicative of predicted trading characteristics of the security at the close of trading, determining a closing price for the security based on the closing orders and orders, and executing at least some of the closing orders at the determined closing price.

摘要翻译： 用于交易电子市场中的证券的方法包括接收关于在电子市场交易的证券的结算单和订单，传播指示在交易结束时证券的预测交易特征的订单不平衡指标，确定交易的收盘价 基于收盘单和订单的安全性，并以确定的收盘价执行至少一些收盘单。

公开(公告)号：US20070136182A1

公开(公告)日：2007-06-14

申请号：US11625127

申请日：2007-01-19

申请人： Richard Ketchum ,  Stuart Serkin ,  John Malitzis ,  Peter Martyn ,  Debra Peter ,  Patti Dizenhaus ,  Doug Brown

发明人： Richard Ketchum ,  Stuart Serkin ,  John Malitzis ,  Peter Martyn ,  Debra Peter ,  Patti Dizenhaus ,  Doug Brown

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q30/0627 ,  G06Q30/0641 ,  G06Q40/00 ,  G06Q40/06

摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。

公开(公告)号：US07870056B2

公开(公告)日：2011-01-11

申请号：US11625127

申请日：2007-01-19

申请人： Richard G. Ketchum ,  Stuart Serkin ,  John Malitzis ,  Peter Martyn ,  Debra Peter ,  Patti Dizenhaus ,  Doug Brown

发明人： Richard G. Ketchum ,  Stuart Serkin ,  John Malitzis ,  Peter Martyn ,  Debra Peter ,  Patti Dizenhaus ,  Doug Brown

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q30/0627 ,  G06Q30/0641 ,  G06Q40/00 ,  G06Q40/06

摘要： An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

摘要翻译： 证券交易的电子市场包括多个用于输入证券报价的客户站，以及从客户接收报价的服务器进程，汇总报价，并导致将所有汇总报价的总计显示在多个价格水平上 客户端系统。 市场使用图形用户，其在聚合窗口中描绘在市场上交易的产品的多个价格水平的汇总报价。 市场还包括处理锁定/交叉市场状况的流程，订单流动的匹配，并提供了一个中央报价/订单收集器，与不同的订单交付系统相互接触，以最大限度地减少做市商的双重责任。