公开(公告)号：US11669906B2

公开(公告)日：2023-06-06

申请号：US17876655

申请日：2022-07-29

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

CPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US11113763B2

公开(公告)日：2021-09-07

申请号：US17232496

申请日：2021-04-16

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US11010836B2

公开(公告)日：2021-05-18

申请号：US17076216

申请日：2020-10-21

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US11847704B2

公开(公告)日：2023-12-19

申请号：US18134694

申请日：2023-04-14

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

CPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US20220164887A1

公开(公告)日：2022-05-26

申请号：US17667155

申请日：2022-02-08

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US20210233178A1

公开(公告)日：2021-07-29

申请号：US17232496

申请日：2021-04-16

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US11276119B2

公开(公告)日：2022-03-15

申请号：US17385242

申请日：2021-07-26

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US20210350467A1

公开(公告)日：2021-11-11

申请号：US17385242

申请日：2021-07-26

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US20240062305A1

公开(公告)日：2024-02-22

申请号：US18500754

申请日：2023-11-02

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

CPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.

公开(公告)号：US20230252570A1

公开(公告)日：2023-08-10

申请号：US18134694

申请日：2023-04-14

申请人： Intercontinental Exchange Holdings, Inc.

发明人： Thomas Hammond ,  Thomas Farley ,  Raymond J. Cummings

IPC分类号： G06Q40/06

CPC分类号： G06Q40/06

摘要： Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one or more customer accounts that are managed by one or more clearing firms. An actual parameter value associated with each of the customer accounts is aggregated to determine an aggregate parameter value, which is compared against the established threshold value. If, based on the comparison between the aggregate parameter value and the established threshold value, it is determined that the aggregate parameter value meets or exceeds the established threshold value, an advisory alert is generated, which may be automatic. The advisory alert is then communicated or otherwise provided to one or more authorized entities.