公开(公告)号：US20130080352A1

公开(公告)日：2013-03-28

申请号：US13564060

申请日：2012-08-01

申请人： Mark Stadler Roberts ,  Richard Frank Johnson, JR. ,  Robert Kuharic ,  Joseph DeWayne Smith

发明人： Mark Stadler Roberts ,  Richard Frank Johnson, JR. ,  Robert Kuharic ,  Joseph DeWayne Smith

IPC分类号： G06Q40/06 ,  G06Q40/04

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/06

摘要： Systems and methods for creating and maintaining multi-manager exchange traded funds. An embodiment of a method includes receiving a plurality of model portfolios, each created by a different portfolio manager and identifying a plurality of assets traded on a stock exchange. A portfolio composition file is created based at least in part on at least a portion of the model portfolios. The portfolio composition file identifies a set of constituent assets traded on the stock exchange. One or more authorized participants are authorized to trade the set of constituent assets for a creation unit of an exchange traded fund. The creation unit includes at least one share that is tradable on the stock exchange by both the authorized participant(s) and the investors.

摘要翻译： 创建和维护多经理人交易所交易基金的制度和方法。 一种方法的实施例包括接收多个模型投资组合，每个模型投资组合由不同的投资组合管理者创建并识别在证券交易所上交易的多个资产。 至少部分地基于模型组合的至少一部分创建投资组合文件。 投资组合文件识别在证券交易所交易的一组成分资产。 一个或多个授权参与者被授权交易一组交易所交易基金的创建单位的组成资产。 创建单位包括授权参与者和投资者在证券交易所上交易的至少一个股份。