公开(公告)号：US07805348B2

公开(公告)日：2010-09-28

申请号：US11395036

申请日：2006-03-31

申请人： Hari Nanjundamoorthy ,  Charles R. Smith, III ,  Michele Pierdinock ,  Donna Figlik ,  Lorraine Giordano

发明人： Hari Nanjundamoorthy ,  Charles R. Smith, III ,  Michele Pierdinock ,  Donna Figlik ,  Lorraine Giordano

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q20/10 ,  G06Q20/40 ,  G06Q40/06

摘要： Methods and system for performing an investment portfolio activity. A record associated with a security is stored. The record includes two or more data fields each associated with a respective security attribute, and each data field is associated with a single data value. A request to add a new data field to one of the security attributes is received, and the new data field is associated with a new data value. A customized record associated with the security is created, which includes the new data field and the new data value, and an order to perform an investment portfolio activity associated with the security is received. The investment portfolio activity is executed using the new data value included in the customized record.

摘要翻译： 执行投资组合活动的方法和制度。 存储与安全相关联的记录。 记录包括两个或多个数据字段，每个数据字段与相应的安全属性相关联，并且每个数据字段与单个数据值相关联。 接收到向其中一个安全属性添加新数据字段的请求，并且新的数据字段与新的数据值相关联。 创建与安全性相关联的定制记录，其中包括新的数据字段和新的数据值，并且接收到执行与安全性相关联的投资组合活动的命令。 投资组合活动使用定制记录中包含的新数据值执行。

公开(公告)号：US07711626B2

公开(公告)日：2010-05-04

申请号：US11480688

申请日：2006-06-30

申请人： Hari Nanjundamoorthy ,  Charles R. Smith, III ,  Michele Pierdinock ,  William McKinney ,  Lavinia S. Zyvith ,  Reo A. Gonzales ,  Joseph A. Barone

发明人： Hari Nanjundamoorthy ,  Charles R. Smith, III ,  Michele Pierdinock ,  William McKinney ,  Lavinia S. Zyvith ,  Reo A. Gonzales ,  Joseph A. Barone

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/025 ,  G06Q40/06 ,  G06Q40/10

摘要： Methods of the present invention identify an asset allocation model and at least one security associated there with. An investment account portfolio is stored that includes at least one substitute security associated with the identified at least one security. A virtual portfolio is then generated that includes the identified at least one security. A tax lot is created for the identified at least one security to identify a total value for the at least one security, and the method determines whether the virtual portfolio complies with the asset allocation model. The identified at least one security associated with the asset allocation model is restricted from the investment account portfolio.

摘要翻译： 本发明的方法识别资产分配模型和与其相关联的至少一个安全性。 存储投资账户组合，其包括与所识别的至少一个证券相关联的至少一个替代证券。 然后生成包括所识别的至少一个安全性的虚拟组合。 为所识别的至少一个安全机构创建税额以识别至少一个安全性的总价值，并且该方法确定虚拟投资组合是否符合资产分配模型。 与资产分配模型相关联的所识别的至少一个证券不受投资账户组合的限制。

公开(公告)号：US20100191672A1

公开(公告)日：2010-07-29

申请号：US12726918

申请日：2010-03-18

申请人： Hari Nanjundamoorthy ,  Charles R. Smith, III ,  Michele Pierdinock ,  William McKinney ,  Lavinia S. Zyvith ,  Reo A. Gonzales ,  Joseph A. Barone

发明人： Hari Nanjundamoorthy ,  Charles R. Smith, III ,  Michele Pierdinock ,  William McKinney ,  Lavinia S. Zyvith ,  Reo A. Gonzales ,  Joseph A. Barone

IPC分类号： G06Q40/00

CPC分类号： G06Q40/04 ,  G06Q40/00 ,  G06Q40/025 ,  G06Q40/06 ,  G06Q40/10

摘要： Methods of the present invention identify an asset allocation model and at least one security associated there with. An investment account portfolio is stored that includes at least one substitute security associated with the identified at least one security. A virtual portfolio is then generated that includes the identified at least one security. A tax lot is created for the identified at least one security to identify a total value for the at least one security, and the method determines whether the virtual portfolio complies with the asset allocation model. The identified at least one security associated with the asset allocation model is restricted from the investment account portfolio.

摘要翻译： 本发明的方法识别资产分配模型和与其相关联的至少一个安全性。 存储投资账户组合，其包括与所识别的至少一个证券相关联的至少一个替代证券。 然后生成包括所识别的至少一个安全性的虚拟组合。 为所识别的至少一个安全机构创建税额以识别至少一个安全性的总价值，并且该方法确定虚拟投资组合是否符合资产分配模型。 与资产分配模型相关联的所识别的至少一个证券不受投资账户组合的限制。