公开(公告)号：US20110184776A1

公开(公告)日：2011-07-28

申请号：US12977631

申请日：2010-12-23

申请人： Lee Scott Spradling ,  Stephen Wilson Lindsey ,  Marriette Louise Kershner ,  Jason Robert Penneman ,  Shane Eugene Jimmerson

发明人： Lee Scott Spradling ,  Stephen Wilson Lindsey ,  Marriette Louise Kershner ,  Jason Robert Penneman ,  Shane Eugene Jimmerson

IPC分类号： G06Q10/00

摘要： A professional services audit tool is disclosed that includes an application that performs a variety of functions such as completing certain audit planning processes/forms, offering a tailored set audit programs based on the assessed risks, allowing users to further tailor the suggested audit programs, and rendering these audit programs in a helpful format. The application also provides functionality to perform and document audit work, guide the auditor though the engagement process, isolate audit program steps by related assertions and identified risks to ensure that audit plans are tailored to specific risks, provide an engagement dashboard to view at a glance both the overall audit and for each audit area, the steps which are not yet started, in progress, or completed, and allow for the integration of generated documents to be automatically stored to, accessed from, and synchronized with various external engagement management systems.

摘要翻译： 披露了一个专业服务审计工具，其中包括执行各种功能的应用程序，例如完成某些审计计划流程/表单，根据评估的风险提供定制的集合审计程序，允许用户进一步调整建议的审计计划，以及 以有用的格式呈现这些审核程序。 该应用程序还提供执行和记录审计工作的功能，通过参与过程指导审核员，通过相关断言和确定的风险隔离审计程序步骤，确保审计计划针对具体风险进行调整，提供一个参与仪表板，一目了然 整体审计和每个审计领域，尚未开始，正在进行或已完成的步骤，并允许将生成的文档集成到自动存储到各种外部参与管理系统的访问和同步。

公开(公告)号：US10423928B2

公开(公告)日：2019-09-24

申请号：US12977631

申请日：2010-12-23

申请人： Lee Scott Spradling ,  Stephen Wilson Lindsey ,  Marriette Louise Kershner ,  Jason Robert Penneman ,  Shane Eugene Jimmerson

发明人： Lee Scott Spradling ,  Stephen Wilson Lindsey ,  Marriette Louise Kershner ,  Jason Robert Penneman ,  Shane Eugene Jimmerson

IPC分类号： G06Q10/10 ,  G06Q40/02 ,  G06Q10/06

摘要： A professional services audit tool is disclosed that includes an application that performs a variety of functions such as completing certain audit planning processes/forms, offering a tailored set audit programs based on the assessed risks, allowing users to further tailor the suggested audit programs, and rendering these audit programs in a helpful format. The application also provides functionality to perform and document audit work, guide the auditor though the engagement process, isolate audit program steps by related assertions and identified risks to ensure that audit plans are tailored to specific risks, provide an engagement dashboard to view at a glance both the overall audit and for each audit area, the steps which are not yet started, in progress, or completed, and allow for the integration of generated documents to be automatically stored to, accessed from, and synchronized with various external engagement management systems.