公开(公告)号：US20070226744A1

公开(公告)日：2007-09-27

申请号：US11388159

申请日：2006-03-23

申请人： Paul Callaway ,  Sunil Cutinho ,  Paul Dantzig ,  Stephen Goldman ,  Arun Iyengar ,  Francis Parr ,  Agnes Thiruthuvadoss

发明人： Paul Callaway ,  Sunil Cutinho ,  Paul Dantzig ,  Stephen Goldman ,  Arun Iyengar ,  Francis Parr ,  Agnes Thiruthuvadoss

IPC分类号： G06F9/46

CPC分类号： G06F9/5083 ,  G06F9/5027

摘要： Techniques are disclosed for processing requests in a data processing system. While the principles of the invention are not limited to a particular domain, they are particularly suitable for use in an electronic trading system. By way of example of one aspect of the invention, a method for directing requests to at least one node in a system comprising multiple nodes and a plurality of requests comprises associating a number to each request, assigning at least one number to each node so as to balance a load across the nodes, and sending a request to a node based on the number associated to the request. Various other aspects are disclosed.

摘要翻译： 公开了用于在数据处理系统中处理请求的技术。 虽然本发明的原理不限于特定领域，但是它们特别适用于电子交易系统。 作为本发明的一个方面的示例，用于将请求定向到包括多个节点和多个请求的系统中的至少一个节点的方法包括将数字与每个请求相关联，向每个节点分配至少一个数字，以便 以平衡节点之间的负载，并根据与请求相关联的数量向节点发送请求。 公开了各种其它方面。

公开(公告)号：US20090089200A1

公开(公告)日：2009-04-02

申请号：US12186383

申请日：2008-08-05

申请人： Amy Stephen ,  Ari Studnitzer ,  Sunil Cutinho ,  Ed Gogol ,  Frank Kmiec ,  Paul J. Callaway ,  Michael Culhane

发明人： Amy Stephen ,  Ari Studnitzer ,  Sunil Cutinho ,  Ed Gogol ,  Frank Kmiec ,  Paul J. Callaway ,  Michael Culhane

IPC分类号： G06Q40/00

CPC分类号： G06Q40/00 ,  G06Q40/04

摘要： Systems and methods are provided to provide pre-execution risk or credit control for electronic financial derivative product trading. A portfolio risk management analysis method, such as the Standard Portfolio Analysis of Risk method, is used to determine how a new order will impact the overall credit or risk of a trading entity. The pre-execution risk control is performed on an order by order basis prior to order execution and may include an analysis of assets and orders for other financial products at the same or different exchanges. The risk level for a trading entity may be set by that trading entity, its clearing organization or the exchange.

摘要翻译： 提供系统和方法，为电子金融衍生产品交易提供执行前风险或信用控制。 投资组合风险管理分析方法，如标准投资组合风险分析法，用于确定新订单如何影响交易实体的整体信用或风险。 预执行风险控制是在订单执行之前按订单进行的，可以包括在同一或不同交易所的其他金融产品的资产和订单分析。 交易实体的风险等级可由该交易实体，其结算机构或交易所设定。