Out of Band Credit Control
    1.
    发明申请
    Out of Band Credit Control 有权
    带外信用控制

    公开(公告)号:US20110258109A1

    公开(公告)日:2011-10-20

    申请号:US13171877

    申请日:2011-06-29

    IPC分类号: G06Q40/00

    摘要: Systems and method for mediating risks associated with orders in an electronic trading system are provided. A front end component includes a plurality of trading engines that receive orders from traders. A back-end component includes a match system. The system includes a credit control module, which may be located at the back-end (e.g., clearinghouse), front end, a combination thereof, or other location that communicates with the plurality of trading engines. The credit control may monitor aggregate risk parameters for the trading engines and requests credits from trading engines.

    摘要翻译: 提供了与电子交易系统中的订单相关风险的调节系统和方法。 前端组件包括从交易者接收订单的多个交易引擎。 后端组件包括匹配系统。 该系统包括可以位于后端(例如,票据交换所),前端,其组合或与多个交易引擎通信的其他位置的信用控制模块。 信用控制可以监控交易引擎的总体风险参数,并从交易引擎请求信用。

    Out of band credit control
    2.
    发明授权
    Out of band credit control 有权
    带外信用控制

    公开(公告)号:US07996301B2

    公开(公告)日:2011-08-09

    申请号:US12778532

    申请日:2010-05-12

    IPC分类号: G06Q40/00

    摘要: Systems and method for mediating risks associated with orders in an electronic trading system are provided. A front end component includes a plurality of trading engines that receive orders from traders. A back-end component includes a match system. The system includes a credit control module, which may be located at the back-end (e.g., clearinghouse), front end, a combination thereof, or other location that communicates with the plurality of trading engines. The credit control may monitor aggregate risk parameters for the trading engines and requests credits from trading engines.

    摘要翻译: 提供了与电子交易系统中的订单相关风险的调节系统和方法。 前端组件包括从交易者接收订单的多个交易引擎。 后端组件包括匹配系统。 该系统包括可以位于后端(例如,票据交换所),前端,其组合或与多个交易引擎通信的其他位置的信用控制模块。 信用控制可以监控交易引擎的总体风险参数,并从交易引擎请求信用。

    Out of Band Credit Control
    3.
    发明申请
    Out of Band Credit Control 有权
    带外信用控制

    公开(公告)号:US20100223201A1

    公开(公告)日:2010-09-02

    申请号:US12778532

    申请日:2010-05-12

    IPC分类号: G06Q40/00

    摘要: Systems and method for mediating risks associated with orders in an electronic trading system are provided. A front end component includes a plurality of trading engines that receive orders from traders. A back-end component includes a match system. The system includes a credit control module, which may be located at the back-end (e.g., clearinghouse), front end, a combination thereof, or other location that communicates with the plurality of trading engines. The credit control may monitor aggregate risk parameters for the trading engines and requests credits from trading engines.

    摘要翻译: 提供了与电子交易系统中的订单相关风险的调节系统和方法。 前端组件包括从交易者接收订单的多个交易引擎。 后端组件包括匹配系统。 该系统包括可以位于后端(例如,票据交换所),前端,其组合或与多个交易引擎通信的其他位置的信用控制模块。 信用控制可以监控交易引擎的总体风险参数,并从交易引擎请求信用。

    Out of band credit control
    6.
    发明授权
    Out of band credit control 有权
    带外信用控制

    公开(公告)号:US08355980B2

    公开(公告)日:2013-01-15

    申请号:US13171877

    申请日:2011-06-29

    IPC分类号: G06Q40/00

    摘要: Systems and method for mediating risks associated with orders in an electronic trading system are provided. A front end component includes a plurality of trading engines that receive orders from traders. A back-end component includes a match system. The system includes a credit control module, which may be located at the back-end (e.g., clearinghouse), front end, a combination thereof, or other location that communicates with the plurality of trading engines. The credit control may monitor aggregate risk parameters for the trading engines and requests credits from trading engines.

    摘要翻译: 提供了与电子交易系统中的订单相关风险的调节系统和方法。 前端组件包括从交易者接收订单的多个交易引擎。 后端组件包括匹配系统。 该系统包括可以位于后端(例如,票据交换所),前端,其组合或与多个交易引擎通信的其他位置的信用控制模块。 信用控制可以监控交易引擎的总体风险参数,并从交易引擎请求信用。

    PRE-EXECUTION CREDIT CONTROL
    7.
    发明申请
    PRE-EXECUTION CREDIT CONTROL 审中-公开
    预先执行信用控制

    公开(公告)号:US20090089200A1

    公开(公告)日:2009-04-02

    申请号:US12186383

    申请日:2008-08-05

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/00 G06Q40/04

    摘要: Systems and methods are provided to provide pre-execution risk or credit control for electronic financial derivative product trading. A portfolio risk management analysis method, such as the Standard Portfolio Analysis of Risk method, is used to determine how a new order will impact the overall credit or risk of a trading entity. The pre-execution risk control is performed on an order by order basis prior to order execution and may include an analysis of assets and orders for other financial products at the same or different exchanges. The risk level for a trading entity may be set by that trading entity, its clearing organization or the exchange.

    摘要翻译: 提供系统和方法,为电子金融衍生产品交易提供执行前风险或信用控制。 投资组合风险管理分析方法,如标准投资组合风险分析法,用于确定新订单如何影响交易实体的整体信用或风险。 预执行风险控制是在订单执行之前按订单进行的,可以包括在同一或不同交易所的其他金融产品的资产和订单分析。 交易实体的风险等级可由该交易实体,其结算机构或交易所设定。

    Secure consolidated exchange feed for order entry and market data

    公开(公告)号:US11055775B2

    公开(公告)日:2021-07-06

    申请号:US13399364

    申请日:2012-02-17

    IPC分类号: G06Q40/04

    摘要: Systems and methods for communication of financial messages from an Exchange to market participants whereby messages directed to particular market participants may be consolidated with other messages directed to all market participants and communicated via the same communications medium while preserving the anonymity of those market participants to which messages are particularly directed. Accordingly, redundant communications are eliminated, reducing the overall volume of communicated data and the resources necessary in support thereof; inhibition of any one market participant intentionally or unintentionally influencing the market via exposure of their activities, or otherwise unfairly impinging on the exposed activities of other market participants, is maintained; and inequitable information access is eliminated as the consolidated messages are transmitted to all market participants substantially simultaneously over the same medium thereby minimizing or eliminating any advantage or opportunity one market participant may have to receive market information ahead of the other market participants.

    Out of band credit control
    9.
    发明授权

    公开(公告)号:US08756146B2

    公开(公告)日:2014-06-17

    申请号:US13461296

    申请日:2012-05-01

    IPC分类号: G06Q40/00

    摘要: Systems, apparatuses, methods, and computer readable media may be configured for informing a first node of a first fine precision algorithm for calculating a first credit utilization associated with a trading entity, and of whether to use a first coarse precision algorithm instead of the first fine precision algorithm as long as the first credit utilization remains below a first credit threshold, receiving first credit information data from the first node and second credit information data associated with the trading entity from a second node, and determining aggregate credit information data for the trading entity based on the first credit utilization data and the second credit utilization data.

    OUT OF BAND CREDIT CONTROL
    10.
    发明申请

    公开(公告)号:US20120254012A1

    公开(公告)日:2012-10-04

    申请号:US13461451

    申请日:2012-05-01

    IPC分类号: G06Q40/04

    CPC分类号: G06Q40/06 G06Q40/08

    摘要: Systems, apparatuses, methods, and computer readable media may be configured for informing a first node of a first fine precision algorithm for calculating a first credit utilization associated with a trading entity, and of whether to use a first coarse precision algorithm instead of the first fine precision algorithm as long as the first credit utilization remains below a first credit threshold, receiving first credit information data from the first node and second credit information data associated with the trading entity from a second node, and determining aggregate credit information data for the trading entity based on the first credit utilization data and the second credit utilization data.