PROVIDING GUARANTEED, SPECIFIED AND/OR PREDETERMINED EXECUTION PRICES IN A GUARANTEED, SPECIFIED AND/OR PREDETERMINED TIMEFRAME ON THE PURCHASE OR SALE OF LISTED OPTIONS
    1.
    发明申请
    PROVIDING GUARANTEED, SPECIFIED AND/OR PREDETERMINED EXECUTION PRICES IN A GUARANTEED, SPECIFIED AND/OR PREDETERMINED TIMEFRAME ON THE PURCHASE OR SALE OF LISTED OPTIONS 审中-公开
    在采购或出售上市方案的担保,指定和/或预定的时间范围内提供担保,指定和/或预定的执行价格

    公开(公告)号:WO2006036942A2

    公开(公告)日:2006-04-06

    申请号:PCT/US2005/034538

    申请日:2005-09-26

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/04 G06Q40/00 G06Q40/06

    摘要: Methods and systems are provided which enable options broker-dealers to guarantee execution of an option trade order within a specified time window. By providing means to quantify and mitigate the effects of several factors which contribute to options market inefficiency (e.g., market structure, regulatory constraints, and "market misbehavior"), these methods and systems eliminate or at least reduce the level of broker-dealer risk inherent in offering an execution speed guarantee, while optionally simultaneously providing better execution quality for investors.

    摘要翻译: 提供了方法和系统,使选择经纪人经销商能够在指定的时间窗口内保证期权交易订单的执行。 通过提供手段来量化和减轻有助于期权市场低效率(例如市场结构,监管限制和“市场不当行为”)的若干因素的影响,这些方法和系统可以消除或至少降低经纪商风险水平 固有的提供执行速度保证,同时可选地同时为投资者提供更好的执行质量。

    DETECTING TRACKING AND RESPONDING TO TOXIC OR LIKELY TOXIC ORDERS IN AN EQUITIES ORDER FLOW USING TOXICITY AND/OR PROFIT ANALYZERS
    2.
    发明申请
    DETECTING TRACKING AND RESPONDING TO TOXIC OR LIKELY TOXIC ORDERS IN AN EQUITIES ORDER FLOW USING TOXICITY AND/OR PROFIT ANALYZERS 审中-公开
    检测跟踪和回应使用毒性和/或利润分析仪的物流订单中的有毒或有毒的毒性指令

    公开(公告)号:WO2006044429A2

    公开(公告)日:2006-04-27

    申请号:PCT/US2005/036608

    申请日:2005-10-12

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/04 G06Q40/00 G06Q40/06

    摘要: Methods and systems are provided which enable equities broker-dealers to execute an equity trade order while simultaneously eliminating (or at least reducing) exposure to the negative consequences associated with toxic (or likely toxic) orders in the equities market. By using toxicity and/or profit analyzers, for example, to detect, track and respond to the level of toxic (or likely toxic) orders present in an equities order flow, a broker dealer can reduce the level of risk inherent in serving as counter­party to order flows, such as anonymous equities order flows. Various alternative embodiments are also disclosed.

    摘要翻译: 提供了方法和系统,使股票经纪人 - 经销商执行股权交易订单,同时消除(或至少减少)暴露与股票市场中有毒(或可能有毒的)订单相关的负面后果。 例如,通过使用毒性和/或利润分析器来检测,跟踪和响应股票订单流中存在的有毒(或可能有毒的)订单的水平,经纪商可以降低作为交易对手的固有风险水平 订单流量,如匿名股票流量。 还公开了各种替代实施例。

    DETECTING TRACKING AND RESPONDING TO TOXIC OR LIKELY TOXIC ORDERS IN AN EQUITIES ORDER FLOW USING TOXICITY AND/OR PROFIT ANALYZERS
    3.
    发明申请
    DETECTING TRACKING AND RESPONDING TO TOXIC OR LIKELY TOXIC ORDERS IN AN EQUITIES ORDER FLOW USING TOXICITY AND/OR PROFIT ANALYZERS 审中-公开
    检测跟踪和回应使用毒性和/或利润分析仪的物流订单中的有毒或有毒的毒性指令

    公开(公告)号:WO2006044429A3

    公开(公告)日:2007-04-19

    申请号:PCT/US2005036608

    申请日:2005-10-12

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/04 G06Q40/00 G06Q40/06

    摘要: methods and systems are provided which enable equities broker-dealers (120) to execute an equity trade order while simultaneously eliminating (or at least reducing) exposure to the negative consequences associated with toxic (or likely toxic) orders in the equities market (140). By using toxicity and/or profit analyzers, for example, to detect, track and respond to the level of toxic (or likely toxic) orders present in an equities order flow, a broker dealer (120) can reduce the level of risk inherent in serving as counter-party to order flows, such as anonymous equities order flows, various alternative embodiments are laso disclosed.

    摘要翻译: 提供了方法和系统,使股票经纪人(120)能够执行股权交易订单,同时消除(或至少减少)暴露与股票市场中有毒(或可能有毒的)订单相关的负面后果(140) 。 例如,通过使用毒性和/或利润分析器来检测,跟踪和响应股票订单流中存在的有毒(或可能有毒的)订单的水平,经纪商(120)可以降低固有的风险水平 作为订单流程的对手,例如匿名股票流程,各种替代实施例被公开。

    PROVIDING GUARANTEED, SPECIFIED AND/OR PREDETERMINED EXECUTION PRICES IN A GUARANTEED, SPECIFIED AND/OR PREDETERMINED TIMEFRAME ON THE PURCHASE OR SALE OF LISTED OPTIONS
    4.
    发明申请
    PROVIDING GUARANTEED, SPECIFIED AND/OR PREDETERMINED EXECUTION PRICES IN A GUARANTEED, SPECIFIED AND/OR PREDETERMINED TIMEFRAME ON THE PURCHASE OR SALE OF LISTED OPTIONS 审中-公开
    在采购或出售上市方案的担保,指定和/或预定的时间范围内提供担保,指定和/或预定的执行价格

    公开(公告)号:WO2006036942B1

    公开(公告)日:2007-03-15

    申请号:PCT/US2005034538

    申请日:2005-09-26

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/04 G06Q40/00 G06Q40/06

    摘要: Methods and system are provided which enable options broker-dealers (120) to guarantee execution of an option trade order within a specified time window. By providing means to quantify and mitigate the effects of several factors which contribute to options market inefficiency (e.g., market structure, regulatory constrains, and "market misbehavior"), these methods and systems eliminate or at least reduce the level of broker-dealer (120) risk inherent in offering an execution speed guarantee, while optionally simultaneously providing better execution quality for investors (110).

    摘要翻译: 提供了方法和系统,使得期权经纪人(120)能够在指定的时间窗口内保证期权交易订单的执行。 通过提供量化和减轻有助于期权市场低效率(例如市场结构,监管约束和“市场不当行为”)的若干因素的影响的手段,这些方法和系统可以消除或至少降低经纪商的水平( 120)提供执行速度保证固有的风险,同时可选地同时为投资者提供更好的执行质量(110)。

    PROVIDING GUARANTEED, SPECIFIED AND/OR PREDETERMINED EXECUTION PRICES IN A GUARANTEED, SPECIFIED AND/OR PREDETERMINED TIMEFRAME ON THE PURCHASE OR SALE OF LISTED OPTIONS
    5.
    发明申请
    PROVIDING GUARANTEED, SPECIFIED AND/OR PREDETERMINED EXECUTION PRICES IN A GUARANTEED, SPECIFIED AND/OR PREDETERMINED TIMEFRAME ON THE PURCHASE OR SALE OF LISTED OPTIONS 审中-公开
    在购买或出售上市期权时,在保证,明确和/或预先确定的时间表内提供保证,指定和/或预先确定的执行价格

    公开(公告)号:WO2006036942A3

    公开(公告)日:2007-01-11

    申请号:PCT/US2005034538

    申请日:2005-09-26

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/04 G06Q40/00 G06Q40/06

    摘要: Methods and system are provided which enable options broker-dealers (120) to guarantee execution of an option trade order within a specified time window. By providing means to quantify and mitigate the effects of several factors which contribute to options market inefficiency (e.g., market structure, regulatory constrains, and "market misbehavior"), these methods and systems eliminate or at least reduce the level of broker-dealer (120) risk inherent in offering an execution speed guarantee, while optionally simultaneously providing better execution quality for investors (110).

    摘要翻译: 提供了方法和系统,其使得期权经纪交易者(120)能够保证在指定的时间窗内执行期权交易订单。 通过提供量化和减轻导致期权市场低效率的若干因素(例如,市场结构,监管约束和“市场失当行为”)的影响的手段,这些方法和系统消除或至少降低了经纪商的水平( 120)提供执行速度保证固有的风险,同时可选地同时为投资者提供更好的执行质量(110)。

    COMPUTER IMPLEMENTED AND/OR ASSISTED METHODS AND SYSTEMS FOR PROVIDING RAPID EXECUTION OF, FOR EXAMPLE, LISTED OPTIONS CONTRACTS USING TOXICITY AND/OR PROFIT ANALYZERS
    6.
    发明申请
    COMPUTER IMPLEMENTED AND/OR ASSISTED METHODS AND SYSTEMS FOR PROVIDING RAPID EXECUTION OF, FOR EXAMPLE, LISTED OPTIONS CONTRACTS USING TOXICITY AND/OR PROFIT ANALYZERS 审中-公开
    用于提供快速执行的计算机实施和/或辅助方法和系统,例如上市方案使用毒性和/或利润分析仪的合同

    公开(公告)号:WO2006041899A3

    公开(公告)日:2007-04-19

    申请号:PCT/US2005035792

    申请日:2005-10-07

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/04 G06Q40/00 G06Q40/06

    摘要: Methods and systems are provided which enable options broker-dealers to execute a listed options contract trade order while simultaneously eliminating (or at least reducing) exposure to the negative consequences associated with toxic (or likely toxic) trades in the options market. By using toxicity and/or profit analyzers, for example, to detect, track and respond to the level of toxic (or likely toxic) orders present in an option contract order flow, a broker dealer can reduce the level of risk inherent in serving as a counter-party in listed options transactions, and inherent in offering a rapid execution guarantee. Various alternative embodiments are also disclosed.

    摘要翻译: 提供了方法和系统,使选择经纪人 - 经销商执行列出的期权合约交易订单,同时消除(或至少减少)暴露与期权市场中的有毒(或可能有毒)交易相关的负面后果。 例如,通过使用毒性和/或利润分析器来检测,跟踪和响应期权合同订单流中存在的有毒(或可能有毒)的订单水平,经纪商经纪人可以降低服务中固有的风险水平 上市期权交易中的对手,并提供快速执行担保。 还公开了各种替代实施例。

    COMPUTER IMPLEMENTED AND/OR ASSISTED METHODS AND SYSTEMS FOR PROVIDING RAPID EXECUTION OF, FOR EXAMPLE, LISTED OPTIONS CONTRACTS USING TOXICITY AND/OR PROFIT ANALYZERS
    7.
    发明申请
    COMPUTER IMPLEMENTED AND/OR ASSISTED METHODS AND SYSTEMS FOR PROVIDING RAPID EXECUTION OF, FOR EXAMPLE, LISTED OPTIONS CONTRACTS USING TOXICITY AND/OR PROFIT ANALYZERS 审中-公开
    用于提供快速执行的计算机实施和/或辅助方法和系统,例如上市方案使用毒性和/或利润分析仪的合同

    公开(公告)号:WO2006041899A2

    公开(公告)日:2006-04-20

    申请号:PCT/US2005/035792

    申请日:2005-10-07

    IPC分类号: G06Q40/00

    CPC分类号: G06Q40/04 G06Q40/00 G06Q40/06

    摘要: Methods and systems are provided which enable options broker-dealers to execute a listed options contract trade order while simultaneously eliminating (or at least reducing) exposure to the negative consequences associated with toxic (or likely toxic) trades in the options market. By using toxicity and/or profit analyzers, for example, to detect, track and respond to the level of toxic (or likely toxic) orders present in an option contract order flow, a broker dealer can reduce the level of risk inherent in serving as a counter-party in listed options transactions, and inherent in offering a rapid execution guarantee. Various alternative embodiments are also disclosed.

    摘要翻译: 提供了方法和系统,使选择经纪人 - 经销商执行列出的期权合约交易订单,同时消除(或至少减少)暴露与期权市场中的有毒(或可能有毒)交易相关的负面后果。 例如,通过使用毒性和/或利润分析器来检测,跟踪和响应期权合同订单流中存在的有毒(或可能有毒)的订单水平,经纪商经纪人可以降低服务中固有的风险水平 上市期权交易中的对手,并提供快速执行担保。 还公开了各种替代实施例。