公开(公告)号：US20110167001A1

公开(公告)日：2011-07-07

申请号：US12683771

申请日：2010-01-07

申请人： David Stephens ,  Kristen Davis ,  James Ludwig ,  Joseph Ninan ,  Jeannette Russell ,  Alexander Varakin

发明人： David Stephens ,  Kristen Davis ,  James Ludwig ,  Joseph Ninan ,  Jeannette Russell ,  Alexander Varakin

IPC分类号： G06Q40/00 ,  G06F17/30

CPC分类号： G06Q20/40 ,  G06F16/29 ,  G06F16/9537 ,  G06Q20/4016 ,  G06Q20/405 ,  G07C9/00031 ,  G07C9/00134

摘要： Methods, systems, and devices are described for determining compliance with a listing of persons banned from conducting financial transactions. Words appearing in a listing of a banned person and a financial transaction may be compared with defined words appearing in a database. Common words appearing in both the listing of the banned person and the database, and the transaction record and the database, may be identified, thereby identifying a first and second set of common defined words. The listing of the banned person is linked with countries based on the first set of common defined words and/or phrases and the transaction record is linked with countries based on the second set of common defined words and/or phrases. The countries may then be compared. Based on the outcome, the financial transaction may be permitted or suspended.

摘要翻译： 描述了确定遵守被禁止进行金融交易的人员列表的方法，系统和设备。 可以将出现在被禁止的人员列表和金融交易中的字词与出现在数据库中的定义的字词进行比较。 可以识别出现在被禁止的人和数据库的列表以及交易记录和数据库中的常用词，从而识别第一和第二组公共定义的词。 被禁止的人的列表基于第一组通用定义的单词和/或短语与国家相关联，并且交易记录基于第二组通用定义的单词和/或短语与各国相关联。 然后可以对这些国家进行比较。 根据结果​​，金融交易可能被允许或暂停。