公开(公告)号：US07127421B1

公开(公告)日：2006-10-24

申请号：US09696544

申请日：2000-10-25

申请人： Michael L. Beacham ,  Scott M. Lobel ,  Wendy Yan ,  Roy T. Ortman

发明人： Michael L. Beacham ,  Scott M. Lobel ,  Wendy Yan ,  Roy T. Ortman

IPC分类号： G06Q40/00

CPC分类号： G06Q10/00 ,  G06Q40/00

摘要： A method and system for assessing the ability of a securities processing system to apply straight through processing to securities transactions includes identifying one or more assessment issues in an issue and resolution log and capturing process and technology performance information for the securities processing system. The method also includes analyzing the process and technology performance information with respect to the one or more assessment issues and capturing information regarding the ability of at least one system external to the securities processing system to apply straight through processing to securities transactions. The method also includes formulating at least one recommendation, prioritizing the at least one recommendation, and developing an implementation plan.

摘要翻译： 一种用于评估证券交易系统对证券交易进行直接处理的能力的方法和系统，包括在证券交易系统的问题和解决方案日志中识别一个或多个评估问题和捕获过程和技术绩效信息。 该方法还包括分析关于一个或多个评估问题的过程和技术性能信息，并且捕获关于证券处理系统外部的至少一个系统的能力的信息，以将直接处理应用于证券交易。 该方法还包括至少制定一个建议，优先考虑至少一个建议，并制定实施计划。